RIA Intelligence

• A••••• I••••••••• A••••••• L•• independent RIA current
  since Feb 17, 2026 · Huntsville, Al
• S••••• A••••••• I••• BD affiliated
  Jun 30, 2016 to Feb 11, 2026 · Florence, Al
• S••••• A••• A•••• M••••••••• I••• former
  Apr 25, 2014 to Jun 30, 2016 · Florence, Al
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Apr 28, 2014 · Florence, Al
• A• G• E•••••• • S•••• I••• unclassified
  Oct 21, 2004 to Jan 1, 2008 · Florence, Al

• S••••• A••••••• I••• to A••••• I••••••••• A••••••• L••
  left Feb 11, 2026, registered Feb 17, 2026 (6 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
• S••••• A••• A•••• M••••••••• I••• to S••••• A••••••• I•••
  left Jun 30, 2016, registered Jun 30, 2016 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to S••••• A••• A•••• M••••••••• I•••
  left Apr 28, 2014, registered Apr 25, 2014 (-3 days) · Other
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

• A•••• G• W••• left S••••• A••••••• I••• for A••••• I••••••••• A••••••• L•• (registered 2026-02-17)
  Feb 11, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address