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Registered advisor
P•••••• S••• G••••••••
Feed of 09/15/2026
Also filed as P•••••• S••• G••••••••
At current firm
16 y
since Apr 19, 2010
In the industry
20 y
since Feb 13, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 19, 2010 · New York, Ny
- M••••• S•••••• wirehouseJun 2, 2009 to Apr 14, 2010 · Ny, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 28, 2007 to Jan 24, 2008 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseMay 19, 2006 to Oct 3, 2006 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 14, 2010, registered Apr 19, 2010 (5 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jan 24, 2008, registered Jun 2, 2009 (495 days) · Other
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Oct 3, 2006, registered Feb 28, 2007 (148 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address