DFX Intelligence
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Registered advisor
V•••••• N••••• T•
Certified Financial Planner
Feed of 09/14/2026
Also filed as V•• T• N••••••••• N•••••
At current firm
0 y
since Jun 4, 2026
In the industry
21 y
since Aug 5, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 4, 2026 · Fremont, Ca
- L•• F•••••••• L•• BD affiliatedJul 19, 2023 to May 17, 2026 · Sunnyvale, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerOct 16, 2014 to Jul 19, 2023 · Torrance, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2009 to Oct 2, 2014 · San Jose, Ca
- W•••• F•••• A••••••• wirehouseJul 22, 2008 to Dec 1, 2008 · San Leandro, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 22, 2007 to Jul 9, 2008 · Morgan Hill, Ca
- W•••• F•••• I••••••••• L•• unclassifiedAug 8, 2005 to Dec 19, 2006 · Milpitas, Ca
Moves
a registration end followed by a registration begin elsewhere
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••left Oct 2, 2014, registered Oct 16, 2014 (14 days) · Other
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Dec 1, 2008, registered May 8, 2009 (158 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jul 9, 2008, registered Jul 22, 2008 (13 days) · Other
- W•••• F•••• I••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 19, 2006, registered Jan 22, 2007 (34 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address