RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• E• K•••••••
- T•• I••••••••• M••••••••• C•••••• L•• asset manager currentsince Mar 5, 2024 · Los Angeles, Ca
- F••••••• P••• I••••••••• L•• mixed wealthMar 29, 2021 to Feb 15, 2024 · Bloomfield Hills, Mi
- O••••••••• • C•• I••• BD affiliatedOct 15, 2018 to Nov 6, 2020 · Fort Lauderdale, Fl
- F••••••• P••• I••••••••• L•• to T•• I••••••••• M••••••••• C•••••• L••left Feb 15, 2024, registered Mar 5, 2024 (19 days) · Other
- O••••••••• • C•• I••• to F••••••• P••• I••••••••• L••left Nov 6, 2020, registered Mar 29, 2021 (143 days) · Affiliated broker-dealer or bank to independent RIA
- A••• E• K••••••• left F••••••• P••• I••••••••• L•• for T•• I••••••••• M••••••••• C•••••• L•• (registered 2024-03-05)Feb 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address