DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sabrina Peterson
Certified Financial Planner
Feed of 09/14/2026
Also filed as Sabrina Anderson
At current firm
1 y
since Jul 1, 2025
In the industry
32 y
since Aug 1, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Vanderbilt Advisory Services BD affiliated currentsince Jul 1, 2025 · Anchorage, Ak
- Alera Investment Advisors, LLC mixed wealthNov 15, 2018 to Jul 1, 2025 · Anchorage, Ak
- Kms Financial Services, Inc formerNov 16, 2007 to Nov 1, 2018 · Anchorage, Ak
- Financial Resources Inc unclassifiedDec 2, 2005 to Dec 31, 2007 · Anchorage, Ak
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 19, 2004 to Aug 15, 2005 · Anchorage, Ak
Moves
a registration end followed by a registration begin elsewhere
- Alera Investment Advisors, LLC to Vanderbilt Advisory Servicesleft Jul 1, 2025, registered Jul 1, 2025 (0 days) · RIA to affiliated broker-dealer or bank
- Kms Financial Services, Inc to Alera Investment Advisors, LLCleft Nov 1, 2018, registered Nov 15, 2018 (14 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Financial Resources Inc to Kms Financial Services, Incleft Dec 31, 2007, registered Nov 16, 2007 (-45 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Financial Resources Incleft Aug 15, 2005, registered Dec 2, 2005 (109 days) · Other
Signals
- Sabrina Peterson left Alera Investment Advisors, Llc for Vanderbilt Advisory Services (registered 2025-07-01)Jul 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address