DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alera Investment Advisors, LLC
Latest filing Mar 30, 2026
First filing on the tape Sep 21, 2017 · 36 filings
SEC status approved since Oct 26, 2017
RAUM
$5.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
27%
$1.4B individuals and HNW
Advisors
69
registered through the firm on IAPD
RAUM per advisor
$76.6M
derived; firm RAUM over IAPD count
Employees
107
67 advisory (5.B.1)
Offices
27
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$5.3B as of Mar 30, 2026
Feb 23, 2018$532M then
HNW client RAUM$938M as of Mar 30, 2026
Feb 23, 2018$245M then
State-registered IARs (5.B.3)70 as of Mar 30, 2026
Feb 23, 201855 then
Employees (5.A)107 as of Mar 30, 2026
Feb 23, 201873 then
Private funds: no history
RAUM n/a over the last fiscal year+66% a year over three
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $80.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 71%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.4derived28 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $78.4M, 43 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$3.7B70%
- High-net-worth individuals$938M18%
- Individuals$496M9.4%
- Charitable organizations$92.1M1.7%
- Corporations and businesses$83.1M1.6%
- Individual clients
- 1,682reported
- HNW clients
- 352reported
- Pension plan clients
- 414reported
- Charitable clients
- 5reported
- Accounts
- 4,077reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $78.4M for 43 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.27 fund_share=0.0 institutional_share=0.71 related_bd=true related_bank=false bd_reps=46.0derived
Advisors registered through the firm
66 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mark Christopher Strubel | Deerfield, Il | Nov 2, 2017 | 13 y | 1 |
| John Paul FisherCertified Financial Planner | Deerfield, Il | Nov 2, 2017 | 15 y | 1 |
| Brent Elliot Rosen | Deerfield, Il | Nov 2, 2017 | 22 y | 1 |
| Bradley Steven Shaps | Deerfield, Il | Nov 3, 2017 | 22 y | 1 |
| Gigi Jeanmarie VerreyChartered Financial Consultant | Deerfield, Il | Nov 3, 2017 | 34 y | 1 |
| Richard Scott Levitz | Deerfield, Il | Nov 3, 2017 | 34 y | 1 |
| Duane Everett StevensCertified Financial Planner, Chartered Financial Consultant | Downers Grove, Il | Nov 3, 2017 | 31 y | 1 |
| Eric Philip RosenbloomChartered Financial Consultant | Deerfield, Il | Nov 4, 2017 | 23 y | 1 |
| Brian Ian CarlsonCertified Financial Planner | Deerfield, Il | Nov 4, 2017 | 23 y | 1 |
| Clay Peter Hessel | Deerfield, Il | Nov 4, 2017 | 32 y | 1 |
| John Charles Kwasigroch | Deerfield, Il | Nov 4, 2017 | 33 y | 1 |
| Brent Howard NovoselskyChartered Financial Consultant | Deerfield, Il | Nov 4, 2017 | 33 y | 1 |
| Mitchell A Ratnow | Deerfield, Il | Nov 8, 2017 | 36 y | 1 |
| Pamela Susan DavisChartered Financial Consultant | Deerfield, Il | Nov 29, 2017 | 47 y | 1 |
| Robert Kenneth Janson | Deerfield, Il | Jan 3, 2018 | 38 y | 1 |
| Ethan Jeremy RosenbloomCertified Financial Planner | Deerfield, Il | Apr 11, 2018 | 12 y | 0 |
| Andrew Robert Adams | Chicago, Il | Oct 3, 2018 | 18 y | 1 |
| Brentford Moir PriceChartered Financial Consultant | Surprise, Az | Nov 2, 2018 | 29 y | 2 |
| Ronald William Devon | Tacoma, Wa | Nov 16, 2018 | 13 y | 3 |
| Vincent Edward Zinsmeyer | San Antonio, Tx | Jul 16, 2020 | 41 y | 4 |
| Steven Eric Jolley | Wayne, Pa | May 14, 2021 | 19 y | 2 |
| Craig Matthew Stanley | Virginia Beach, Va | Jun 9, 2021 | 19 y | 1 |
| Lieren Mcnally TimeusCertified Financial Planner | Virginia Beach, Va | Jun 9, 2021 | 10 y | 1 |
| Lyndsay Rachel Kim | Deerfield, Il | Feb 1, 2022 | 25 y | 2 |
| Daniel Kevin O'DohertyCertified Financial Planner | Deerfield, Il | Feb 7, 2022 | 30 y | 2 |
| Michael John Merriman | Deerfield, Il | Feb 11, 2022 | 15 y | 1 |
| Mary Katherine O'Brian | Deerfield, Il | Feb 15, 2022 | 15 y | 1 |
| Brian Patrick Costello | Deerfield, Il | Feb 15, 2022 | 35 y | 1 |
| Colin Ragsdale | Virginia Beach, Va | Mar 16, 2022 | 10 y | 0 |
| Akeem Cheo Davis | Deerfield, Il | May 3, 2022 | 11 y | 0 |
| Rebecca Christine Szewczyk | Deerfield, Il | Oct 10, 2022 | 12 y | 0 |
| Kyle W Holben | Deerfield, Il | Nov 18, 2022 | 11 y | 0 |
| Jaime Herrera | Deerfield, Il | Jul 28, 2023 | 14 y | 2 |
| Zachary William Lansburgh | Chicago, Il | Dec 21, 2023 | 13 y | 0 |
| Dalila Doris Toledo | St. Petersburg, Fl | Jan 29, 2024 | 12 y | 2 |
| Matthew Timothy Rockefeller | Deerfield, Il | Feb 16, 2024 | 20 y | 0 |
| David Lehenbauer | Deerfield, Il | Mar 18, 2024 | 12 y | 0 |
| Matthew Ryan Compton | New York, Ny | May 16, 2024 | 22 y | 1 |
| Kaleb Neil Cervantes | Deerfield, Il | Jun 17, 2024 | 11 y | 0 |
| William J DanielCertified Financial Planner | Marietta, Ga | Aug 5, 2024 | 11 y | 2 |
Advisor movement
2 left, 2 joined in 12 months
net 0 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 2.9% of current headcount15 left over 36 months
Left, latest
- Alan Jeffrey Nerad to Iht Wealth Management LLCMay 19, 2026 · RIA to affiliated broker-dealer or bank
- Kimberly B Petricca to Mesirow Financial Investment Management, Inc.Mar 12, 2026 · RIA to RIA
- Bruce Jay Friedman to LPL Financial LLCSep 15, 2025 · RIA to affiliated broker-dealer or bank
- Evan Bandler Adams to Vanguard Advisers, Inc.Sep 4, 2025 · RIA to affiliated broker-dealer or bank
- Kelly J Ipjian to LPL Financial LLCSep 4, 2025 · RIA to affiliated broker-dealer or bank
- Sabrina Peterson to Vanderbilt Advisory ServicesJul 1, 2025 · RIA to affiliated broker-dealer or bank
- James Patrick Marx to Prime Capital FinancialJun 11, 2025 · RIA to RIA
- Michael Louis Resnick to Equitable Advisors, LLCFeb 26, 2025 · RIA to affiliated broker-dealer or bank
- Jonathan Burns Muench to ScsJan 9, 2025 · RIA to RIA
- Edward Ceylon Haibt to LPL Enterprise, LLCOct 7, 2024 · RIA to affiliated broker-dealer or bank
- Thomas Wesley Wagner to Cetera Investment Advisers LLCOct 7, 2024 · RIA to affiliated broker-dealer or bank
- Utkarsha Banerjee to Wellth Advisory Services, LLCAug 30, 2024 · Other
- Brandon James Clouse to Prism Planning PartnersMay 28, 2024 · RIA to RIA
- Brendan Michael Kelly to Independent Financial PartnersApr 11, 2024 · RIA to affiliated broker-dealer or bank
- Jesse Eli King to Segall Bryant & HamillSep 29, 2023 · Other
Joined, latest
- Lisa Marie Pogorzelski from Pnc Wealth ManagementAug 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- David Michael Pabin from Woodbury Financial Services, Inc.Nov 4, 2025 · Affiliated broker-dealer or bank to independent RIA
- Desteni Lynn Lawhorn from Cetera Investment Advisers LLCAug 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- Adam D Bettis from Tfb Advisors, LLCJun 25, 2025 · RIA to RIA
- Julie Gray from J.P. Morgan Securities LLCJun 10, 2025 · Wirehouse to independent RIA
- Linda Marie Skoglund from Cambridge Investment Research Advisors, Inc.May 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- Andrew Nicholas Rineck from Cambridge Investment Research Advisors, Inc.May 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- Michele Marie Farfan from World Investment Advisors, LLCMay 12, 2025 · Other
- Holly Knight from Wealthspire Retirement AdvisoryMar 18, 2025 · Other
- Stephen Theodore Boudreau from Strategic Retirement Plan Consultants, Inc.Jan 31, 2025 · Other
- Peter Andreas Klinkmueller from Strategic Retirement Plan Consultants, Inc.Jan 27, 2025 · Other
- Evan Bandler Adams from World Investment Advisors, LLCJan 23, 2025 · Other
- Robyn Jo Repetti from Global Retirement Partners LLCJan 8, 2025 · Other
- Troy W Haugen from OnedigitalDec 18, 2024 · Other
- James Matthew Rafeld from Edelman Financial EnginesOct 29, 2024 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for LPL Financial LLCSep 4, 2025 · Deerfield, Il
- 2 left for Prism Planning PartnersJan 2, 2018 · Deerfield, Il
- 2 joined from Strategic Retirement Plan Consultants, Inc.Mar 6, 2026 · Acton, Ma
- 3 joined from Alera Retirement Advisors, LLCJul 1, 2025 · Rochester, Ny · Firm absorbed
- 2 joined from Cambridge Investment Research Advisors, Inc.Jun 5, 2025 · New Richmond, Wi
- 2 joined from World Investment Advisors, LLCSep 13, 2024 · Tempe, Az
- 2 joined from OnedigitalSep 6, 2024 · Overland Park, Ks
- 2 joined from Kms Financial Services, IncNov 1, 2018 · Anchorage, Ak
- 3 joined from Securian Financial Services, Inc.Dec 31, 2017 · Deerfield, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ann Jennifer Bures · Chief Operating Officercontrolsince 10/2021 · owns less than 5%
- Rachel Lyndsay Kim · Chief Compliance Officercontrolsince 08/2023 · owns less than 5%
- Holly Knight · Retirement Plan Services Practice Leadercontrolsince 08/2025 · owns less than 5%
- Christian Mango · President Of Aia Retirement Planning Servicescontrolsince 08/2023 · owns less than 5%
- John Michael Moss · President Of Wealth Servicescontrolsince 09/2024 · owns less than 5%
Entity owners
- Alera Group, Inc. · Managing Member / Parent Companydirect · owns 75% or more
- Alera Group Holdings, Inc. · Shareholderindirect · owns 75% or more of Alera Group Intermediate Holdings, LLC
- Alera Group Intermediate Holdings, LLC · Shareholderindirect · owns 75% or more of Alera Group, Inc.
- Alera Group Ultimate Holdings, LLC · Shareholderindirect · owns 75% or more of Alera Group Holdings, Inc.
- Genstar Capital Partners X, L.P. · Shareholderindirect · owns 25% to 50% of Genstar X Alera Group Holdings, LLC
- Genstar X Alera Group Holdings, LLC · Shareholderindirect · owns 25% to 50% of Alera Group Ultimate Holdings, LLC
Related persons
Schedule D 7.A
- Alera Groupreal estatey
- Advanced Capital Groupinvestment adviserLP sponsornRAUM $30B
- Alera Retirement Advisors, LLCinvestment advisernRAUM $45.7M
- Johnson Brunettiinvestment advisernRAUM $2.8B
- Strategic Retirement Plan Consultants, Inc.investment advisern
- The Ascent Group, LLCinvestment adviserreal estatenRAUM $4.8B
- Wharton Business Group, LLCinvestment advisernRAUM $4.6B
Advisers that list Alera Investment Advisors, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Deerfield, Il · principal | 62 | 4 | 2 | ||
| Rochester, Ny | 4 | 0 | 0 | ||
| Virginia Beach, Va | 4 | 1 | 0 | ||
| Chicago, Il | 4 | 0 | 0 | ||
| Downers Grove, Il | 4 | 0 | 0 | ||
| Tacoma, Wa | 4 | 0 | 0 | ||
| Scottsdale, Az | 3 | 0 | 0 | ||
| West Chester, Pa | 3 | 0 | 0 | ||
| New Richmond, Wi | 2 | 0 | 0 | ||
| Wayne, Pa | 2 | 0 | 0 | ||
| Acton, Ma | 2 | 0 | 0 | ||
| Seattle, Wa | 0 | 0 | 0 | ||
| Berwyn, Pa | 0 | 0 | 0 | ||
| Alpharetta, Ga | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Greenwood Village, CO5 employees
- Chicago, IL4 employees
- Downers Grove, IL4 employees
- Virginia Beach, VA3 employees
- Rochester, NY3 employees
- Scottsdale, AZ3 employees
- Tacoma, WA3 employees
- Anchorage, AK2 employees
- Portland, OR2 employees
- Seattle, WA1 employees
- San Antonio, TX1 employees
- New York, NY1 employees
- Rochester, MI1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 30, 2026institutional share of RAUM of 71% against a peer median of 4% (289 comparable advisers, 99.0th percentile, 13.3 robust deviations)peers: independent wealth managers, $5B to $20B (289) · 99% percentile
- control person changedChange between filings · filing Mar 30, 2026KNIGHT, HOLLY (RETIREMENT PLAN SERVICES PRACTICE LEADER) appeared on Schedule A between the filings of 2024-10-10 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026MANGO, CHRISTIAN (PRESIDENT OF AIA RETIREMENT PLANNING SERVICES) left Schedule A between the filings of 2024-10-10 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 30, 2026BURES, JENNIFER, ANN (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-10-10 and 2026-03-30peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 3,097 to 4,077Nov 24, 2025 to Mar 30, 2026
- Advisory employees · 53 to 67Nov 24, 2025 to Mar 30, 2026
- BD registered reps · 44 to 46Nov 24, 2025 to Mar 30, 2026
- Corporate clients · 9 to 13Nov 24, 2025 to Mar 30, 2026
- HNW clients · 296 to 352Nov 24, 2025 to Mar 30, 2026
- Individual clients · 1,279 to 1,682Nov 24, 2025 to Mar 30, 2026
- Pension plan clients · 683 to 414Nov 24, 2025 to Mar 30, 2026
- Assets in custody · $262M to $78.4MNov 24, 2025 to Mar 30, 2026
- Employees · 88 to 107Nov 24, 2025 to Mar 30, 2026
- Insurance-licensed employees · 13 to 8Nov 24, 2025 to Mar 30, 2026
- Financial planning clients · 26-50 to 51-100Nov 24, 2025 to Mar 30, 2026
- State-registered IARs · 0 to 70Nov 24, 2025 to Mar 30, 2026
- Other offices · 23 to 27Nov 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.6B to $5.3BNov 24, 2025 to Mar 30, 2026
- HNW RAUM · $821M to $938MNov 24, 2025 to Mar 30, 2026
- Individual RAUM · $346M to $496MNov 24, 2025 to Mar 30, 2026
- Pension RAUM · $2.2B to $3.7BNov 24, 2025 to Mar 30, 2026
- RAUM · $3.6B to $5.3BNov 24, 2025 to Mar 30, 2026
- Other offices · 16 to 23Jun 30, 2025 to Aug 18, 2025
- Related broker-dealer · false to trueJun 30, 2025 to Aug 18, 2025
- Financial planning clients · 26-50 to 26-50May 14, 2025 to Jun 30, 2025
- Other offices · 14 to 16May 14, 2025 to Jun 30, 2025
- Accounts · 3,323 to 3,097Dec 3, 2024 to May 1, 2025
- Advisory employees · 52 to 53Dec 3, 2024 to May 1, 2025
- BD registered reps · 50 to 44Dec 3, 2024 to May 1, 2025
- Charity clients · unset to 5.0Dec 3, 2024 to May 1, 2025
- Corporate clients · 42 to 9Dec 3, 2024 to May 1, 2025
- HNW clients · 263 to 296Dec 3, 2024 to May 1, 2025
- Individual clients · 1,427 to 1,279Dec 3, 2024 to May 1, 2025
- Pension plan clients · 184 to 683Dec 3, 2024 to May 1, 2025
- Employees · 64 to 88Dec 3, 2024 to May 1, 2025
- Insurance-licensed employees · 0 to 13Dec 3, 2024 to May 1, 2025
- Financial planning clients · 51-100 to 26-50Dec 3, 2024 to May 1, 2025
- Other offices · 13 to 14Dec 3, 2024 to May 1, 2025
- Discretionary RAUM · $2.7B to $3.6BDec 3, 2024 to May 1, 2025
- HNW RAUM · $793M to $821MDec 3, 2024 to May 1, 2025
- Individual RAUM · $373M to $346MDec 3, 2024 to May 1, 2025
- Non-discretionary RAUM · $25.7M to $0Dec 3, 2024 to May 1, 2025
- Pension RAUM · $1.5B to $2.2BDec 3, 2024 to May 1, 2025
- RAUM · $2.7B to $3.6BDec 3, 2024 to May 1, 2025
Signals
49 dated events
- Desteni Lynn Lawhorn no longer holds an investment adviser registration (last listed at Alera Investment Advisors, Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Dbie Anna Johnson no longer holds an investment adviser registration (last listed at Alera Investment Advisors, Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Loren Weintrob no longer holds an investment adviser registration (last listed at Alera Investment Advisors, Llc on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- Alan Jeffrey Nerad left Alera Investment Advisors, Llc for Iht Wealth Management Llc (registered 2026-06-09)May 19, 2026 · Advisor changed firm · fact
- Alera Investment Advisors, Llc reported RAUM $5.3B, up 48% from $3.6B (2025-11-24 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Alera Investment Advisors, Llc reported 70 state-registered advisory representatives, up from 0 (2025-11-24 to 2026-03-30)Mar 30, 2026 · Advisor headcount change · derived
- Kimberly B Petricca left Alera Investment Advisors, Llc for Mesirow Financial Investment Management, Inc. (registered 2026-07-27)Mar 12, 2026 · Advisor changed firm · fact
- 2 advisors left Strategic Retirement Plan Consultants, Inc. (Acton, MA) for Alera Investment Advisors, LLC on the same dayMar 6, 2026 · Team lift-out · derived
- Bruce Jay Friedman left Alera Investment Advisors, Llc for Lpl Financial Llc (registered 2025-09-15)Sep 15, 2025 · Advisor changed firm · fact
- Evan Bandler Adams left Alera Investment Advisors, Llc for Vanguard Advisers, Inc. (registered 2025-10-16)Sep 4, 2025 · Advisor changed firm · fact
- 2 advisors left Alera Investment Advisors, LLC (Deerfield, IL) for LPL Financial LLC within 11 daysSep 4, 2025 · Team lift-out · derived
- Kelly J Ipjian left Alera Investment Advisors, Llc for Lpl Financial Llc (registered 2025-09-09)Sep 4, 2025 · Advisor changed firm · fact
- Alera Investment Advisors, Llc reported 23 offices beyond its principal office, up from 16 (2025-06-30 to 2025-08-18)Aug 18, 2025 · Office count change · derived
- Alera Retirement Advisors, LLC's advisors moved to Alera Investment Advisors, LLC (Rochester, NY): 3 of 3 registered, on the same dayJul 1, 2025 · Firm absorbed (people side) · derived
- Sabrina Peterson left Alera Investment Advisors, Llc for Vanderbilt Advisory Services (registered 2025-07-01)Jul 1, 2025 · Advisor changed firm · fact
- James Patrick Marx left Alera Investment Advisors, Llc for Prime Capital Financial (registered 2025-08-04)Jun 11, 2025 · Advisor changed firm · fact
- 2 advisors left Cambridge Investment Research Advisors, Inc. (New Richmond, WI) for Alera Investment Advisors, LLC within 6 daysJun 5, 2025 · Team lift-out · derived
- Alera Investment Advisors, Llc reported RAUM $3.6B, up 31% from $2.7B (2024-12-03 to 2025-05-01)May 1, 2025 · RAUM change · derived
- Michael Louis Resnick left Alera Investment Advisors, Llc for Equitable Advisors, Llc (registered 2025-02-26)Feb 26, 2025 · Advisor changed firm · fact
- Jonathan Burns Muench left Alera Investment Advisors, Llc for Scs (registered 2025-01-22)Jan 9, 2025 · Advisor changed firm · fact
- John Michael Moss (President Of Aia Wealth Services) appeared on Schedule A of Alera Investment Advisors, LlcOct 10, 2024 · Control person joined · fact
- Thomas Wesley Wagner left Alera Investment Advisors, Llc for Cetera Investment Advisers Llc (registered 2024-10-29)Oct 7, 2024 · Advisor changed firm · fact
- Edward Ceylon Haibt left Alera Investment Advisors, Llc for Lpl Enterprise, Llc (registered 2025-10-31)Oct 7, 2024 · Advisor changed firm · fact
- 2 advisors left World Investment Advisors, LLC (Tempe, AZ) for Alera Investment Advisors, LLC on the same daySep 13, 2024 · Team lift-out · derived
- 2 advisors left Onedigital (Overland Park, KS) for Alera Investment Advisors, LLC on the same daySep 6, 2024 · Team lift-out · derived
- Utkarsha Banerjee left Alera Investment Advisors, Llc for Wellth Advisory Services, Llc (registered 2025-01-06)Aug 30, 2024 · Advisor changed firm · fact
- Marie Tina Hohman (President) no longer on Schedule A of Alera Investment Advisors, Llc (listed 2024-04-19, absent 2024-06-18)Jun 18, 2024 · Control person left · inference
- Brandon James Clouse left Alera Investment Advisors, Llc for Prism Planning Partners (registered 2024-05-31)May 28, 2024 · Advisor changed firm · fact
- R Adam Leber (President) no longer on Schedule A of Alera Investment Advisors, Llc (listed 2024-03-28, absent 2024-04-19)Apr 19, 2024 · Control person left · inference
- Brendan Michael Kelly left Alera Investment Advisors, Llc for Independent Financial Partners (registered 2024-09-18)Apr 11, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/bcg401kadvisorsreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/gcg-financialreportedpublic record, Form ADV, Sep 17, 2026
- Website
- aleragroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (847) 457-3000reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- aleragroup.com/form/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026