RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• W•••••• S••••
- R•••••••• A•••••••• L•• independent RIA currentsince Jul 28, 2025 · Englewood, Co
- A• W••••• M••••••••• L•• BD affiliatedFeb 4, 2020 to Dec 23, 2025 · Greenwood Village, Co
- R•••••••• F••••••••• L•• unclassifiedAug 1, 2009 to Apr 21, 2022 · Greenwood Village, Co
- A••• A••••••• P••••••• BD affiliatedMar 28, 2005 to Mar 28, 2008 · Denver, Co
- S••••• F•••••• • H•••••• L•• unclassifiedSep 27, 2004 to Feb 7, 2005 · Highlands Ranch, Co
- A• W••••• M••••••••• L•• to R•••••••• A•••••••• L••left Dec 23, 2025, registered Jul 28, 2025 (-148 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- R•••••••• F••••••••• L•• to A• W••••• M••••••••• L••left Apr 21, 2022, registered Feb 4, 2020 (-807 days) · Other
- A••• A••••••• P••••••• to R•••••••• F••••••••• L••left Mar 28, 2008, registered Aug 1, 2009 (491 days) · Other
- S••••• F•••••• • H•••••• L•• to A••• A••••••• P•••••••left Feb 7, 2005, registered Mar 28, 2005 (49 days) · Other
- G••••• W•••••• S•••• left A• W••••• M••••••••• L•• for R•••••••• A•••••••• L•• (registered 2025-07-28)Dec 23, 2025 · Advisor changed firm · fact
- G••••• W•••••• S•••• left R•••••••• F••••••••• L•• for A• W••••• M••••••••• L•• (registered 2020-02-04)Apr 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address