RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M• T••••• P••••
- F•••••• independent RIA currentsince Jan 1, 2026 · Chevy Chase, Md
- M••• S••••• F•••••••• S••••••••• L•• independent RIAMar 25, 2020 to Oct 7, 2025 · Chevy Chase, Md
- M••• S••••• F•••••••• S••••••••• L•• formerMay 12, 2015 to Jul 1, 2020 · Chevy Chase, Md
- A•••••••• A•••••••• L•• independent RIANov 18, 2011 to Apr 29, 2015 · Bethesda, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 3, 2005 to Nov 22, 2011 · Washington, Dc
- M••• S••••• F•••••••• S••••••••• L•• to F••••••left Oct 7, 2025, registered Jan 1, 2026 (86 days) · RIA to RIA
- M••• S••••• F•••••••• S••••••••• L•• to M••• S••••• F•••••••• S••••••••• L••left Jul 1, 2020, registered Mar 25, 2020 (-98 days) · channel change inside one enterprise, not a move · moved with a team
- A•••••••• A•••••••• L•• to M••• S••••• F•••••••• S••••••••• L••left Apr 29, 2015, registered May 12, 2015 (13 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••••••• A•••••••• L••left Nov 22, 2011, registered Nov 18, 2011 (-4 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M• T••••• P•••• left M••• S••••• F•••••••• S••••••••• L•• for Farther (registered 2026-01-01)Oct 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address