RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• L••• A••••••••
- C•••••• independent RIA currentsince May 2, 2025 · Lowell, Ar
- C••••• A•••• M••••••••• asset manager currentsince Jan 1, 2025 · Fayetteville, Ar
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 25, 2005 to Jun 8, 2016 · Rogers, Ar
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• A•••• M•••••••••left Jun 8, 2016, registered Jan 1, 2025 (3129 days) · Wirehouse to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address