DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••• P••• D••••••

A•••• W••••• M••••••••• L••independent RIANashville, Tn IA-onlyIAPD 4844641

Certified Financial Planner

Feed of 09/14/2026

Also filed as C••••••• P••• Graves

At current firm

0 y

since Jan 20, 2026

In the industry

21 y

since Oct 26, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• W••••• M••••••••• L•• independent RIA current
since Jan 20, 2026 · Atlanta, Ga
M••••• G••••• A••••••• I••• independent RIA
Feb 17, 2022 to Apr 26, 2022 · Franklin, Tn
H••••••••• W••••• former
May 20, 2015 to May 5, 2022 · Franklin, Tn
S••••••• I••••••••• S•••••••• I••• former
Feb 22, 2007 to May 13, 2015 · Franklin, Tn
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 28, 2004 to Feb 1, 2007 · Brentwood, Tn

Moves

a registration end followed by a registration begin elsewhere

H••••••••• W••••• to M••••• G••••• A••••••• I•••
left May 5, 2022, registered Feb 17, 2022 (-77 days) · Other · moved with a team
M••••• G••••• A••••••• I••• to A•••• W••••• M••••••••• L••
left Apr 26, 2022, registered Jan 20, 2026 (1365 days) · RIA to RIA
S••••••• I••••••••• S•••••••• I••• to H••••••••• W•••••
left May 13, 2015, registered May 20, 2015 (7 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••
left Feb 1, 2007, registered Feb 22, 2007 (21 days) · Other

Signals

C••••••• P••• D•••••• left H••••••••• W••••• for M••••• G••••• A••••••• I••• (registered 2022-02-17)
May 5, 2022 · Advisor changed firm · fact
C••••••• P••• D•••••• left M••••• G••••• A••••••• I••• for A•••• W••••• M••••••••• L•• (registered 2026-01-20)
Apr 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address