DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher George Sutherland
Certified Financial Planner
Feed of 09/15/2026
At current firm
2 y
since Dec 14, 2023
In the industry
18 y
since Oct 30, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Dec 14, 2023 · Lake Forest, Il
- Tsfg, LLC independent RIAMay 14, 2021 to Jan 2, 2024 · Lake Forest, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 24, 2013 to May 17, 2021 · Elmhurst, Il
- Equitable Advisors, LLC national BDAug 22, 2012 to May 28, 2013 · Deerfield, Il
Moves
a registration end followed by a registration begin elsewhere
- Tsfg, LLC to LPL Financial LLCleft Jan 2, 2024, registered Dec 14, 2023 (-19 days) · RIA to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Tsfg, LLCleft May 17, 2021, registered May 14, 2021 (-3 days) · Wirehouse to independent RIA
- Equitable Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 28, 2013, registered May 24, 2013 (-4 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Christopher George Sutherland left Tsfg, Llc for Lpl Financial Llc (registered 2023-12-14)Jan 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address