DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tsfg, LLC
Latest filing Aug 12, 2026
First filing on the tape Oct 1, 2014 · 65 filings
SEC status approved since Jun 3, 2015
RAUM
$643M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$641M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
65 filings and snapshots on the tape
RAUM$643M as of Aug 12, 2026
Mar 23, 2016$189M then
HNW client RAUM$393M as of Aug 12, 2026
Feb 23, 2018$49.3M then
State-registered IARs (5.B.3)6 as of Aug 12, 2026
Mar 23, 201611 then
Employees (5.A)9 as of Aug 12, 2026
Mar 23, 201611 then
Private funds: no history
RAUM -25% over the last fiscal year+3.7% a year over threeIARs 12 to 6offices 5 to 3
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 144derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $374,174derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +8.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $630MreportedItem 5.I
- Custody
- $416M, 622 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$393M61%
- Individuals$248M39%
- Charitable organizations$1.3M0.2%
- Corporations and businesses$409,4380.1%
- Individual clients
- 654reported
- HNW clients
- 207reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 1,718reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $416M for 622 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Joseph Bouska | Lake Forest, Il | Feb 3, 2015 | 36 y | 1 |
| Daniel Mark Nagel | Lake Forest, Il | Feb 3, 2015 | 36 y | 1 |
| Michael John Gibbons | Lake Forest, Il | Jun 19, 2015 | 32 y | 1 |
| John Charles Hennessey | Clarendon Hills, Il | Dec 3, 2016 | 34 y | 1 |
| Michael Richard Schremser | Lake Forest, Il | Jul 21, 2018 | 19 y | 2 |
| Michael R Nagel | Lake Forest, Il | Apr 9, 2024 | 11 y | 0 |
Advisor movement
7 left, 1 joined in 12 months
net -6 in 12 months7 left in 90 days0 joined in 90 daysdeparture rate 117% of current headcount8 left over 36 months
Left, latest
- Christopher Ek Hassell to 15 Wealth Advisors LLCAug 5, 2026 · RIA to a newly registered adviser
- Jeffrey P Feinendegen to 15 Wealth Advisors LLCJul 30, 2026 · RIA to a newly registered adviser
- Jeffrey Mark Hughes to 15 Wealth Advisors LLCJul 30, 2026 · RIA to a newly registered adviser
- Miranda O'Keefe to 15 Wealth Advisors LLCJul 30, 2026 · RIA to a newly registered adviser
- John Thomas Graham to 15 Wealth Advisors LLCJul 30, 2026 · RIA to a newly registered adviser
- Patrick Yore Graham to 15 Wealth Advisors LLCJul 30, 2026 · RIA to a newly registered adviser
- Bradley A. Bruna to 15 Wealth Advisors LLCJul 30, 2026 · RIA to a newly registered adviser
- Christopher George Sutherland to LPL Financial LLCJan 2, 2024 · RIA to affiliated broker-dealer or bank
- Christopher Aaron Roberts to Cambridge Investment Research Advisors, Inc.Mar 28, 2018 · Other
- Mark Gandor to Cambridge Investment Research Advisors, Inc.Mar 28, 2018 · Other
- Alan Richard Nadolna to Highpoint Advisor Group, LLCMar 28, 2018 · RIA to RIA
- John Jason Bittenbinder to Cambridge Investment Research Advisors, Inc.Mar 28, 2018 · Other
- Kevin Bradford Geiger to Brookstone Wealth Advisors, LLCMar 1, 2018 · RIA to RIA
- Michael Thomas Ansenberger to Pnc Wealth ManagementApr 6, 2017 · Other
Joined, latest
- Miranda O'Keefe from Charles Schwab & Co., Inc.Mar 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Bradley A. Bruna from Valic Financial Advisors, Inc.Aug 20, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey Mark Hughes from Fsc Securities CorporationAug 13, 2024 · Other
- Christopher Ek Hassell from Valic Financial Advisors, Inc.May 2, 2024 · Affiliated broker-dealer or bank to independent RIA
- Christopher George Sutherland from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 14, 2021 · Wirehouse to independent RIA
- Michael Richard Schremser from Ameriprise Financial Services, LLCJul 21, 2018 · Affiliated broker-dealer or bank to independent RIA
- John Charles Hennessey from Citigroup Global Markets Inc.Dec 3, 2016 · Other
- Alan Richard Nadolna from LPL Financial LLCSep 25, 2015 · Other
- Michael John Gibbons from Cuna Brokerage Services, Inc.Jun 19, 2015 · Other
- Kevin Bradford Geiger from LPL Financial LLCMar 30, 2015 · Other
- Daniel Mark Nagel from Cuna Brokerage Services, Inc.Feb 3, 2015 · Other
- Daniel Joseph Bouska from Cuna Brokerage Services, Inc.Feb 3, 2015 · Other
- Jeffrey P Feinendegen from Cuna Brokerage Services, Inc.Feb 2, 2015 · Other
- Michael Thomas Ansenberger from LPL Financial LLCJan 5, 2015 · Other
- Christopher Aaron Roberts from LPL Financial LLCOct 15, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 6 left for 15 Wealth Advisors LLCJul 30, 2026 · Lake Forest, Il
- 3 left for Cambridge Investment Research Advisors, Inc.Mar 28, 2018 · Lake Forest, Il
- 4 joined from LPL Financial LLCOct 28, 2015 · Chicago, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Daniel Bouska · Officercontrolsince 03/2018 · owns less than 5%
- P Jeffrey Feinendegen · Officercontrolsince 03/2018 · owns less than 5%
- John Michael Gibbons · Officercontrolsince 03/2018 · owns less than 5%
- Mark Daniel Nagel · Officercontrolsince 03/2018 · owns less than 5%
- Richard Michael Schremser · Chief Compliance Officercontrolsince 07/2018 · owns less than 5%
Entity owners
- Tsfg, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Gibbons Financial Group, Inc.real estatey
- Ts Financial Group, LLCreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lake Forest, Il · principal | 6 | 0 | 5 | 1 | |
| Conroe, Tx | 0 | 0 | 1 | ||
| Destin, Fl | 0 | 0 | 0 | ||
| Mundelein, Il | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Gurnee, IL1 employees
- Mundelein, IL1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Aug 12, 2026hourly charges (Item 5.E.2): yes on the filing of 2026-07-30, no on the filing of 2026-08-12peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 2,846 to 1,718Jul 30, 2026 to Aug 12, 2026
- Advisory employees · 7 to 6Jul 30, 2026 to Aug 12, 2026
- BD registered reps · 4 to 5Jul 30, 2026 to Aug 12, 2026
- Corporate clients · 3 to 1Jul 30, 2026 to Aug 12, 2026
- HNW clients · 315 to 207Jul 30, 2026 to Aug 12, 2026
- Individual clients · 1,022 to 654Jul 30, 2026 to Aug 12, 2026
- Assets in custody · $651M to $416MJul 30, 2026 to Aug 12, 2026
- Employees · 13 to 9Jul 30, 2026 to Aug 12, 2026
- Insurance-licensed employees · 1 to 0Jul 30, 2026 to Aug 12, 2026
- State-registered IARs · 7 to 6Jul 30, 2026 to Aug 12, 2026
- Discretionary RAUM · $997M to $643MJul 30, 2026 to Aug 12, 2026
- HNW RAUM · $598M to $393MJul 30, 2026 to Aug 12, 2026
- Individual RAUM · $398M to $248MJul 30, 2026 to Aug 12, 2026
- RAUM · $997M to $643MJul 30, 2026 to Aug 12, 2026
- Advisory employees · 13 to 7Mar 25, 2026 to Jul 30, 2026
- BD registered reps · 10 to 4Mar 25, 2026 to Jul 30, 2026
- Employees · 19 to 13Mar 25, 2026 to Jul 30, 2026
- State-registered IARs · 13 to 7Mar 25, 2026 to Jul 30, 2026
- Other offices · 6 to 3Mar 25, 2026 to Jul 30, 2026
- Advisory employees · 12 to 13Feb 17, 2026 to Mar 25, 2026
- BD registered reps · 9 to 10Feb 17, 2026 to Mar 25, 2026
- Employees · 18 to 19Feb 17, 2026 to Mar 25, 2026
- Insurance-licensed employees · 0 to 1Feb 17, 2026 to Mar 25, 2026
- State-registered IARs · 12 to 13Feb 17, 2026 to Mar 25, 2026
- Other offices · 5 to 6Feb 17, 2026 to Mar 25, 2026
- Accounts · 2,651 to 2,846Mar 3, 2025 to Feb 17, 2026
- HNW clients · 247 to 315Mar 3, 2025 to Feb 17, 2026
- Individual clients · 1,038 to 1,022Mar 3, 2025 to Feb 17, 2026
- Assets in custody · $537M to $651MMar 3, 2025 to Feb 17, 2026
- Discretionary RAUM · $854M to $997MMar 3, 2025 to Feb 17, 2026
- HNW RAUM · $411M to $598MMar 3, 2025 to Feb 17, 2026
- Individual RAUM · $442M to $398MMar 3, 2025 to Feb 17, 2026
- RAUM · $854M to $997MMar 3, 2025 to Feb 17, 2026
- Accounts · 2,440 to 2,651Dec 11, 2024 to Mar 3, 2025
- HNW clients · 492 to 247Dec 11, 2024 to Mar 3, 2025
- Individual clients · 688 to 1,038Dec 11, 2024 to Mar 3, 2025
- Assets in custody · $395M to $537MDec 11, 2024 to Mar 3, 2025
- Financial planning clients · 0 to 0Dec 11, 2024 to Mar 3, 2025
- Discretionary RAUM · $649M to $854MDec 11, 2024 to Mar 3, 2025
- HNW RAUM · $452M to $411MDec 11, 2024 to Mar 3, 2025
Signals
13 dated events
- Tsfg, Llc reported RAUM $642.8M, down 36% from $997.2M (2026-07-30 to 2026-08-12)Aug 12, 2026 · RAUM change · derived
- Christopher Ek Hassell left Tsfg, Llc for 15 Wealth Advisors Llc (registered 2026-07-01)Aug 5, 2026 · Advisor changed firm · fact
- Jeffrey Mark Hughes left Tsfg, Llc for 15 Wealth Advisors Llc (registered 2026-07-16)Jul 30, 2026 · Advisor changed firm · fact
- Jeffrey P Feinendegen left Tsfg, Llc for 15 Wealth Advisors Llc (registered 2026-07-16)Jul 30, 2026 · Advisor changed firm · fact
- Miranda O'Keefe left Tsfg, Llc for 15 Wealth Advisors Llc (registered 2026-04-02)Jul 30, 2026 · Advisor changed firm · fact
- 6 advisors left Tsfg, LLC (Lake Forest, IL) for 15 Wealth Advisors LLC on the same dayJul 30, 2026 · Team lift-out · derived
- Patrick Yore Graham left Tsfg, Llc for 15 Wealth Advisors Llc (registered 2026-07-22)Jul 30, 2026 · Advisor changed firm · fact
- Bradley A. Bruna left Tsfg, Llc for 15 Wealth Advisors Llc (registered 2026-07-16)Jul 30, 2026 · Advisor changed firm · fact
- John Thomas Graham left Tsfg, Llc for 15 Wealth Advisors Llc (registered 2026-06-26)Jul 30, 2026 · Advisor changed firm · fact
- Tsfg, Llc reported RAUM $854.3M, up 32% from $649.1M (2024-12-11 to 2025-03-03)Mar 3, 2025 · RAUM change · derived
- Christopher George Sutherland left Tsfg, Llc for Lpl Financial Llc (registered 2023-12-14)Jan 2, 2024 · Advisor changed firm · fact
- Tsfg, Llc reported RAUM $623.0M, up 36% from $458.1M (2021-12-02 to 2022-02-16)Feb 16, 2022 · RAUM change · derived
- Alchemy Advisors, Llc filed its initial SEC registration (Form ADV)Oct 1, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 630-270-9356reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 708-601-2513reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 847-582-1175reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/gibbons-financial-group?trk=public_profreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/ts-financial-group-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- TSFINANCIALGROUPLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 847-735-7100reportedpublic record, Form ADV, Aug 12, 2026
- Contact form
- tsfinancialgroupllc.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- tsfinancialgroupllc.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026