DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• D••• W•••••

A••• A•••••••• I•••asset managerDenver, Codual registrantIAPD 4846551

Feed of 09/14/2026

Also filed as A••••• D••• Staples

At current firm

11 y

since May 27, 2015

In the industry

20 y

since Jun 24, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••• A•••••••• I••• asset manager current
since May 27, 2015 · Denver, Co
C•••••• S••••• • C••• I••• national BD
Jul 2, 2014 to May 21, 2015 · Englewood, Co
A••• A•••••••• I••• asset manager
Aug 20, 2009 to May 30, 2014 · Denver, Co
C••••• A••••••• L•• former
Mar 20, 2008 to Aug 17, 2009 · Greenwood Village, Co
S••••••• G•••• C•••••• unclassified
Sep 19, 2006 to Feb 29, 2008 · Denver, Co
R••••• W• B•••• • C•• I••••••••• mixed wealth
Jun 26, 2006 to Sep 18, 2006 · Boulder, Co

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to A••• A•••••••• I•••
left May 21, 2015, registered May 27, 2015 (6 days) · Other
A••• A•••••••• I••• to C•••••• S••••• • C••• I•••
left May 30, 2014, registered Jul 2, 2014 (33 days) · Other
C••••• A••••••• L•• to A••• A•••••••• I•••
left Aug 17, 2009, registered Aug 20, 2009 (3 days) · Other
S••••••• G•••• C•••••• to C••••• A••••••• L••
left Feb 29, 2008, registered Mar 20, 2008 (20 days) · Other
R••••• W• B•••• • C•• I••••••••• to S••••••• G•••• C••••••
left Sep 18, 2006, registered Sep 19, 2006 (1 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address