T•••••• M•••• U••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jun 29, 2023 · Boise, Id
• P•••• S••••••••• L•• no RAUM
  Mar 12, 2019 to Dec 3, 2020 · Spokane, Wa
• K•• I••••••••• S••••••• L•• BD affiliated
  Apr 24, 2012 to Mar 6, 2019 · Tacoma, Wa
• U••• B•••••• I••••••••• I••• former
  Aug 11, 2009 to Jun 24, 2011 · Pocatello, Id

• P•••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
  left Dec 3, 2020, registered Jun 29, 2023 (938 days) · Affiliated broker-dealer or bank to another
• K•• I••••••••• S••••••• L•• to P•••• S••••••••• L••
  left Mar 6, 2019, registered Mar 12, 2019 (6 days) · Affiliated broker-dealer or bank to another
• U••• B•••••• I••••••••• I••• to K•• I••••••••• S••••••• L••
  left Jun 24, 2011, registered Apr 24, 2012 (305 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address