RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• A•••• R•••••
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Apr 29, 2022 · Las Vegas, Nv
- B•••••• L••• A••••••• S•••••••• I••• BD affiliatedJul 20, 2018 to Apr 18, 2022 · Las Vegas, Nv
- B•••••• L••• A••••••• S•••••••• I••• to T••••••• I••••••••• M••••••••• I•••left Apr 18, 2022, registered Apr 29, 2022 (11 days) · Affiliated broker-dealer or bank to another
- C••••• A•••• R••••• added a OK registration at T••••••• I••••••••• M••••••••• I•••Sep 16, 2026 · New state registration · fact
- C••••• A•••• R••••• left B•••••• L••• A••••••• S•••••••• I••• for T••••••• I••••••••• M••••••••• I••• (registered 2022-04-29)Apr 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address