RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• S••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Aug 30, 2024 · Greensboro, Nc
- L••• M•••• W••• W•••••• I••••••••• unclassifiedOct 20, 2004 to Aug 31, 2005 · Greensboro, Nc
- L••• M•••• W••• W•••••• I••••••••• to B••••• P••••• A•••••••• L••left Aug 31, 2005, registered Aug 30, 2024 (6939 days) · Other
- M•••••• T••••• S•••• no longer holds an investment adviser registration (last listed at B••••• P••••• A•••••••• L•• on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address