RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J• F•••••
- P••• I••••••••• L•• asset manager currentsince Jan 20, 2023 · Sudbury, Ma
- J••• H•••••• I••••••••• M••••••••• L•• asset managerOct 31, 2019 to Jan 6, 2023 · Boston, Ma
- S••••••• I••••••••• I••• formerNov 21, 2013 to Nov 2, 2018 · Boston, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 4, 2011 to Nov 19, 2013 · Mclean, Va
- R•• C•••••• M••••••• L•• national BDMar 13, 2009 to Apr 15, 2009 · Washington, Dc
- F•••••• B•••• W••••• L•• unclassifiedAug 8, 2005 to Mar 13, 2009 · Washington, Dc
- J••• H•••••• I••••••••• M••••••••• L•• to P••• I••••••••• L••left Jan 6, 2023, registered Jan 20, 2023 (14 days) · Other
- S••••••• I••••••••• I••• to J••• H•••••• I••••••••• M••••••••• L••left Nov 2, 2018, registered Oct 31, 2019 (363 days) · channel change inside one enterprise, not a move
- M•• I•••••••• S•••••••• L•• to S••••••• I••••••••• I•••left Nov 19, 2013, registered Nov 21, 2013 (2 days) · Other
- R•• C•••••• M••••••• L•• to M•• I•••••••• S•••••••• L••left Apr 15, 2009, registered Mar 4, 2011 (688 days) · Other
- F•••••• B•••• W••••• L•• to R•• C•••••• M••••••• L••left Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move
- D••••• J• F••••• left J••• H•••••• I••••••••• M••••••••• L•• for P••• I••••••••• L•• (registered 2023-01-20)Jan 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address