RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• N•••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 6, 2025 · San Diego, Ca
- L•••• B•••••• • C••• L•• independent RIAMar 26, 2019 to Oct 16, 2025 · Cazenovia, Ny
- L•• F•••••••• L•• BD affiliatedSep 6, 2013 to Sep 25, 2013 · Mine Hill, Nj
- P•••••••• F•••••••• S••••••• independent RIASep 5, 2013 to Jul 9, 2018 · Mine Hill, Nj
- 1•• G••••• A••••••• I•• formerJan 14, 2011 to Sep 5, 2013 · Mount Arlington, Nj
- L•• F•••••••• L•• BD affiliatedJun 30, 2005 to Jan 25, 2011 · Columbia, Nj
- L•••• B•••••• • C••• L•• to L•• F•••••••• L••left Oct 16, 2025, registered Oct 6, 2025 (-10 days) · RIA to affiliated broker-dealer or bank
- P•••••••• F•••••••• S••••••• to L•• F•••••••• L••left Jul 9, 2018, registered Sep 6, 2013 (-1767 days) · Other
- L•• F•••••••• L•• to L•••• B•••••• • C••• L••left Sep 25, 2013, registered Mar 26, 2019 (2008 days) · Other
- 1•• G••••• A••••••• I•• to P•••••••• F•••••••• S•••••••left Sep 5, 2013, registered Sep 5, 2013 (0 days) · Other
- L•• F•••••••• L•• to 1•• G••••• A••••••• I••left Jan 25, 2011, registered Jan 14, 2011 (-11 days) · Other
- M•••••• N••••••• left L•••• B•••••• • C••• L•• for L•• F•••••••• L•• (registered 2025-10-06)Oct 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address