DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• F•••••••• S•••••••
Legal name P•• P•••••••• L••
Latest filing Feb 19, 2026
First filing on the tape Mar 27, 2013 · 41 filings
SEC status approved since Apr 15, 2013
RAUM
$436M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$414M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$43.6M
derived; firm RAUM over IAPD count
Employees
16
10 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$436M as of Feb 19, 2026
Mar 21, 2014$180M then
HNW client RAUM$305M as of Feb 19, 2026
Mar 22, 2018$139M then
State-registered IARs (5.B.3)10 as of Feb 19, 2026
Mar 21, 20149 then
Employees (5.A)16 as of Feb 19, 2026
Mar 21, 20149 then
Private funds: no history
RAUM +18% over the last fiscal year+18% a year over threeIARs 11 to 10
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $43.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $317,058derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- -9.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $428MreportedItem 5.I
- Custody
- $187M, 176 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$305M70%
- Individuals$109M25%
- Charitable organizations$8.3M1.9%
- Corporations and businesses$8.0M1.8%
- Pension and profit-sharing plans$4.9M1.1%
- Individual clients
- 398reported
- HNW clients
- 111reported
- Pension plan clients
- 8reported
- Charitable clients
- 6reported
- Accounts
- 1,374reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $187M for 176 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• B••••• J•• I• | Mine Hill, Nj | Nov 12, 2008 | 34 y | 1 |
| D•••• R••• V••••••Chartered Financial Analyst | Mine Hill, Nj | Feb 2, 2009 | 26 y | 1 |
| B•••• D•••• J••••Chartered Financial Consultant | Mine Hill, Nj | Jan 3, 2013 | 41 y | 2 |
| D•••• M•••••• G••••• | Mine Hill, Nj | Jan 3, 2013 | 22 y | 3 |
| M••• S•••••• A••••••• | New York, Ny | Nov 4, 2013 | 13 y | 0 |
| S••••• R• H••••••• | M•••O Island, Fl | Jan 16, 2014 | 12 y | 0 |
| E•••• W• K•••• | Mine Hill, Nj | Oct 7, 2015 | 11 y | 0 |
| G•••••••• D••••• A•••••• H••••••••Chartered Financial Analyst | Mine Hill, Nj | Feb 7, 2017 | 10 y | 1 |
| M•••••• D•••• L••••••Certified Financial Planner | Mine Hill, Nj | Feb 7, 2017 | 11 y | 0 |
| M••••• A•••••• D•••••••••Certified Financial Planner | Mine Hill, Nj | May 17, 2024 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 10% of current headcount1 left over 36 months
Left, latest
- S••••••• G••••• L•••••••• to C••••••••• F•••••••• N••••••Dec 15, 2025 · RIA to affiliated broker-dealer or bank
- C••••••••• R•••••• J•••• to F•• W••••• P•••••••Sep 27, 2022 · RIA to RIA
- J••• S•••••••• D•••••• to C••••••• C••••••• L••Nov 3, 2021 · RIA to a state-registered adviser
- S•••• P•••••• B•••••• to C•••••• W••••• A•••••••• L••Jun 28, 2021 · RIA to RIA
- S•••• V• W••••••••• to J••• M••••• S••••••••• L••Apr 18, 2019 · RIA to wirehouse
- M•••••• B• G••••••• to I••• W••••• A•••••••• L••Sep 11, 2018 · RIA to RIA
- M•••••• N••••••• to L•• F•••••••• L••Jul 9, 2018 · Other
- J••••• M•••••• F•••••• to L••••••••• I••••••••• A•••••••• I•••Nov 26, 2013 · Other
- C•••••• C••••••••• S•••• to A••••• A•• P••••••• S•••••••Dec 15, 2009 · Other
Joined, latest
- S•••• V• W••••••••• from P•• W••••• M•••••••••Apr 5, 2018 · Other
- M•••••• B• G••••••• from L•• F•••••••• L••Mar 27, 2018 · Other
- G•••••••• D••••• A•••••• H•••••••• from J••• M••••• S••••••••• L••Feb 7, 2017 · Other
- M•••••• N••••••• from 1•• G••••• A••••••• I••Sep 5, 2013 · Other
- J••••• M•••••• F•••••• from L•• F•••••••• L••May 1, 2013 · Other
- D•••• M•••••• G••••• from L•• F•••••••• L••Jan 3, 2013 · Other
- B•••• D•••• J•••• from L•• F•••••••• L••Jan 3, 2013 · Other
- M•••••• B••••• J•• I• from L•• F•••••••• L••Nov 12, 2008 · Other
- C•••••• C••••••••• S•••• from L•• F•••••••• L••Nov 12, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V••••••• D••••• R••• · Managing Member And Chief Compliance Officercontrolsince 06/2008 · owns 75% or more
Related persons
Schedule D 7.A
- P•••••••• F•••••••• S••••••• I•••real estaten
Advisers that list P•••••••• F•••••••• S••••••• as a related person
- 38751 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mine Hill, Nj · principal | 10 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO1 employees
- New York, NY1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,302 to 1,374Sep 16, 2025 to Feb 19, 2026
- Advisory employees · 11 to 10Sep 16, 2025 to Feb 19, 2026
- Charity clients · 5 to 6Sep 16, 2025 to Feb 19, 2026
- Corporate clients · 7 to 5Sep 16, 2025 to Feb 19, 2026
- HNW clients · 92 to 111Sep 16, 2025 to Feb 19, 2026
- Individual clients · 402 to 398Sep 16, 2025 to Feb 19, 2026
- Pension plan clients · 9 to 8Sep 16, 2025 to Feb 19, 2026
- Assets in custody · $155M to $187MSep 16, 2025 to Feb 19, 2026
- State-registered IARs · 11 to 10Sep 16, 2025 to Feb 19, 2026
- Discretionary RAUM · $367M to $435MSep 16, 2025 to Feb 19, 2026
- HNW RAUM · $234M to $305MSep 16, 2025 to Feb 19, 2026
- Individual RAUM · $110M to $109MSep 16, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $457,691 to $531,355Sep 16, 2025 to Feb 19, 2026
- Pension RAUM · $8.5M to $4.9MSep 16, 2025 to Feb 19, 2026
- RAUM · $368M to $436MSep 16, 2025 to Feb 19, 2026
- Accounts · 1,251 to 1,302Oct 1, 2024 to Feb 21, 2025
- Advisory employees · 9 to 11Oct 1, 2024 to Feb 21, 2025
- Corporate clients · unset to 7.0Oct 1, 2024 to Feb 21, 2025
- HNW clients · 85 to 92Oct 1, 2024 to Feb 21, 2025
- Individual clients · 393 to 402Oct 1, 2024 to Feb 21, 2025
- Pension plan clients · 10 to 9Oct 1, 2024 to Feb 21, 2025
- Assets in custody · $130M to $155MOct 1, 2024 to Feb 21, 2025
- Financial planning clients · 11-25 to 11-25Oct 1, 2024 to Feb 21, 2025
- State-registered IARs · 9 to 11Oct 1, 2024 to Feb 21, 2025
- Other offices · 3 to 4Oct 1, 2024 to Feb 21, 2025
- Discretionary RAUM · $320M to $367MOct 1, 2024 to Feb 21, 2025
- HNW RAUM · $199M to $234MOct 1, 2024 to Feb 21, 2025
- Individual RAUM · $104M to $110MOct 1, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $458,203 to $457,691Oct 1, 2024 to Feb 21, 2025
- Pension RAUM · $6.4M to $8.5MOct 1, 2024 to Feb 21, 2025
- RAUM · $321M to $368MOct 1, 2024 to Feb 21, 2025
- Accounts · 1,168 to 1,251Oct 13, 2023 to Jan 25, 2024
- Charity clients · unset to 5.0Oct 13, 2023 to Jan 25, 2024
- HNW clients · 96 to 85Oct 13, 2023 to Jan 25, 2024
- Individual clients · 354 to 393Oct 13, 2023 to Jan 25, 2024
- Pension plan clients · 9 to 10Oct 13, 2023 to Jan 25, 2024
- Assets in custody · $102M to $130MOct 13, 2023 to Jan 25, 2024
- Employees · 9 to 16Oct 13, 2023 to Jan 25, 2024
- Discretionary RAUM · $267M to $320MOct 13, 2023 to Jan 25, 2024
- HNW RAUM · $167M to $199MOct 13, 2023 to Jan 25, 2024
Signals
3 dated events
- S••••••• G••••• L•••••••• left P•••••••• F•••••••• S••••••• for C••••••••• F•••••••• N•••••• (registered 2026-01-06)Dec 15, 2025 · Advisor changed firm · fact
- C••••••••• R•••••• J•••• left P•••••••• F•••••••• S••••••• for F•• W••••• P••••••• (registered 2023-02-10)Sep 27, 2022 · Advisor changed firm · fact
- P•• P•••••••• L•• filed its initial SEC registration (Form ADV)Mar 27, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 212-572-0900reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-219-6300reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-927-7190reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/P••••••••-FINANCIAL-SERVICEreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 973-927-6300reportedpublic record, Form ADV, Feb 19, 2026
- Contact form
- precisionfinancialservices.com/main/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- precisionfinancialservices.com/our-firm/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026