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Registered advisor
J•••• L•• C••••
Feed of 09/14/2026
Also filed as J•••• C••••
At current firm
8 y
since Mar 12, 2018
In the industry
22 y
since Mar 1, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••• F•••••••• G•••• L•• state registered currentsince Mar 12, 2018 · Hillsboro, Oh
- C•••• F•••••••• G•••• L•• state registeredJul 15, 2013 to Mar 29, 2016 · Hillsboro, Oh
- W••••••• F•••••••• S•••••••• I••• formerFeb 15, 2008 to Jul 12, 2013 · Hillsboro, Oh
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to C•••• F•••••••• G•••• L••left Jul 12, 2013, registered Jul 15, 2013 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address