DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••••• H•••••

E••••• J••••national BDAnna, Oh dual registrantIAPD 4849767

Feed of 09/15/2026

Also filed as Stephanie Renaye Weachock

At current firm

3 y

since Mar 9, 2023

In the industry

18 y

since Jul 9, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Mar 9, 2023 · Anna, Oh
L•• F•••••••• L•• BD affiliated
Feb 8, 2023 to Mar 10, 2023 · Fort Wayne, In
O•••• F•• I••• former
Oct 23, 2009 to May 9, 2022 · Fort Wayne, In
N•• A•••••••• I••• unclassified
May 5, 2009 to Oct 23, 2009 · Fort Wayne, In

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to E••••• J••••
left Mar 10, 2023, registered Mar 9, 2023 (-1 days) · RIA to affiliated broker-dealer or bank
O•••• F•• I••• to L•• F•••••••• L••
left May 9, 2022, registered Feb 8, 2023 (275 days) · Affiliated broker-dealer or bank to independent RIA
N•• A•••••••• I••• to O•••• F•• I•••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · Other

Signals

S•••••••• H••••• left L•• F•••••••• L•• for E••••• J•••• (registered 2023-03-09)
Mar 10, 2023 · Advisor changed firm · fact
S•••••••• H••••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2023-02-08)
May 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address