DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
J'Neanne Mary Theus
Feed of 09/15/2026
Also filed as J'Neanne Mary Gregoire
At current firm
11 y
since Sep 17, 2015
In the industry
21 y
since Mar 3, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Compass Financial Management LLC independent RIA currentsince Feb 19, 2026 · Sunbury, Oh
- Theus Wealth Advisors state registered currentsince Sep 17, 2015 · Sunbury, Oh
- Financial Gravity Family Office Services, LLC independent RIAAug 9, 2023 to Aug 26, 2024 · Sunbury, Oh
- Signature Investments, Inc. formerJan 2, 2013 to Mar 14, 2014 · Dayton, Oh
- Sicor Securities Inc unclassifiedNov 14, 2011 to Dec 31, 2012 · Dayton, Oh
- Park Avenue Securities LLC BD affiliatedMar 28, 2005 to Jun 17, 2011 · Hunt Valley, Md
Moves
a registration end followed by a registration begin elsewhere
- Financial Gravity Family Office Services, LLC to Compass Financial Management LLCleft Aug 26, 2024, registered Feb 19, 2026 (542 days) · RIA to RIA
- Signature Investments, Inc. to Theus Wealth Advisorsleft Mar 14, 2014, registered Sep 17, 2015 (552 days) · Other
- Sicor Securities Inc to Signature Investments, Inc.left Dec 31, 2012, registered Jan 2, 2013 (2 days) · Other
- Park Avenue Securities LLC to Sicor Securities Incleft Jun 17, 2011, registered Nov 14, 2011 (150 days) · Other
Signals
- J'Neanne Mary Theus left Financial Gravity Family Office Services, Llc for Compass Financial Management Llc (registered 2026-02-19)Aug 26, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address