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Registered advisor
N••••• B•••• W•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Nate W•••••
At current firm
3 y
since Sep 1, 2023
In the industry
19 y
since Jul 9, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Sep 1, 2023 · Westlake, Oh
- S•••••••• F••••••••• I••• formerDec 17, 2020 to Sep 1, 2023 · Westlake, Oh
- O•••• F•• I••• formerNov 20, 2015 to Jan 12, 2021 · Westlake, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 29, 2012 to Dec 2, 2015 · Cleveland, Oh
- M•• F•••••••• S•••••••• I••• formerMar 6, 2008 to Oct 5, 2012 · Broadview Heights, Oh
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to S•••••••• F••••••••• I•••left Jan 12, 2021, registered Dec 17, 2020 (-26 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to O•••• F•• I•••left Dec 2, 2015, registered Nov 20, 2015 (-12 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Oct 5, 2012, registered Oct 29, 2012 (24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address