RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• E••••• B••••••
- L•• E••••••••• L•• BD affiliated currentsince Mar 2, 2026 · Fort Mill, Sc
- D•••••• L••• S••••• L•• formerJan 5, 2026 to Mar 3, 2026 · Rome, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 24, 2025 to Mar 5, 2026 · Mount Pleasant, Sc
- D•••••• L••• S••••• L•• formerJan 24, 2025 to Dec 31, 2025 · Mount Pleasant, Sc
- T••••••• I••••••••• M••••••••• I••• BD affiliatedApr 18, 2006 to Apr 14, 2008 · Mt Pleasant, Sc
- C•••••••• I••••••••• R••••••• A•••••••• I••• to D•••••• L••• S••••• L••left Mar 5, 2026, registered Jan 5, 2026 (-59 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- D•••••• L••• S••••• L•• to L•• E••••••••• L••left Mar 3, 2026, registered Mar 2, 2026 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- D•••••• L••• S••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2025, registered Nov 24, 2025 (-37 days) · corporate re-registration, not a move
- T••••••• I••••••••• M••••••••• I••• to D•••••• L••• S••••• L••left Apr 14, 2008, registered Jan 24, 2025 (6129 days) · Other
- C••••••• E••••• B•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for D•••••• L••• S••••• L•• (registered 2026-01-05)Mar 5, 2026 · Advisor changed firm · fact
- C••••••• E••••• B•••••• left D•••••• L••• S••••• L•• for L•• E••••••••• L•• (registered 2026-03-02)Mar 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address