RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••• F•••••••• I•• state registered currentsince Nov 29, 2016 · Camas, Wa
- P••••••••• F•••••••• S••••••• unclassifiedMar 9, 2016 to Aug 8, 2016 · San Francisco, Ca
- I••••••••• F•••••••• A••••••• independent RIAMar 10, 2014 to Jul 28, 2014 · Escondido, Ca
- P••••••••• F•••••••• S••••••• to C••• F•••••••• I••left Aug 8, 2016, registered Nov 29, 2016 (113 days) · Other
- I••••••••• F•••••••• A••••••• to P••••••••• F•••••••• S•••••••left Jul 28, 2014, registered Mar 9, 2016 (590 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address