DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
2 y
since Apr 1, 2024
In the industry
21 y
since Oct 28, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher Investments independent RIA currentsince Apr 1, 2024 · Camas, Wa
- Convergent Wealth Advisors, LLC formerMay 17, 2007 to Oct 31, 2016 · Portland, Or
- Windermere Investment Associates, LLC unclassifiedOct 28, 2004 to Jul 9, 2007 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- Convergent Wealth Advisors, LLC to Fisher Investmentsleft Oct 31, 2016, registered Apr 1, 2024 (2709 days) · Other
- Windermere Investment Associates, LLC to Convergent Wealth Advisors, LLCleft Jul 9, 2007, registered May 17, 2007 (-53 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address