RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• P•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 21, 2025 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• formerAug 19, 2015 to Aug 21, 2025 · Germantown, Tn
- L•• F•••••••• L•• BD affiliatedNov 30, 2011 to Aug 19, 2015 · Germantown, Tn
- F•••• T•••••••• A••••••• S•••••••• I••• formerSep 23, 2010 to Nov 23, 2011 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• formerDec 6, 2006 to Nov 23, 2011 · Collierville, Tn
- M••••• S•••••• D• I••• unclassifiedMay 3, 2005 to Sep 7, 2006 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to F•••• H•••••• A•••••••• I••left Aug 19, 2015, registered Aug 19, 2015 (0 days) · Other
- F•••• T•••••••• A••••••• S•••••••• I••• to L•• F•••••••• L••left Nov 23, 2011, registered Nov 30, 2011 (7 days) · Other
- F•••• H•••••• A•••••••• I•• to F•••• T•••••••• A••••••• S•••••••• I•••left Nov 23, 2011, registered Sep 23, 2010 (-426 days) · Other
- M••••• S•••••• D• I••• to F•••• H•••••• A•••••••• I••left Sep 7, 2006, registered Dec 6, 2006 (90 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address