RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P•••••• D••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince May 7, 2018 · Portland, Or
- M•• F•••••••• S•••••••• I••• formerNov 12, 2015 to Mar 25, 2017 · Lake Oswego, Or
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 25, 2007 to Nov 19, 2015 · Portland, Or
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 29, 2004 to Nov 4, 2005 · Los Angeles, Ca
- M•• F•••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Mar 25, 2017, registered May 7, 2018 (408 days) · Other
- V•••• F•••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Nov 19, 2015, registered Nov 12, 2015 (-7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•••• F•••••••• A•••••••• I•••left Nov 4, 2005, registered Oct 25, 2007 (720 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address