DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Edward Krol
Certified Financial Planner
Feed of 09/15/2026
Also filed as Michael E Krol
At current firm
17 y
since Feb 10, 2009
In the industry
21 y
since Nov 4, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Waldron Private Wealth independent RIA currentsince Feb 10, 2009 · Plymouth, Mi
- LPL Financial LLC BD affiliatedApr 30, 2007 to Mar 13, 2013 · Bridgeville, Pa
- Legend Financial Advisors Inc independent RIAOct 11, 2005 to Mar 29, 2007 · Pittsburgh, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 8, 2004 to Jun 2, 2005 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Waldron Private Wealthleft Mar 13, 2013, registered Feb 10, 2009 (-1492 days) · Other
- Legend Financial Advisors Inc to LPL Financial LLCleft Mar 29, 2007, registered Apr 30, 2007 (32 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Legend Financial Advisors Incleft Jun 2, 2005, registered Oct 11, 2005 (131 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address