DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Jack Straub
At current firm
4 y
since Mar 8, 2022
In the industry
21 y
since Sep 21, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Mar 8, 2022 · Los Angeles, Ca
- Adviceperiod, LLC formerJan 15, 2014 to Mar 30, 2022 · Los Angeles, Ca
- Convergent Wealth Advisors, LLC formerMay 3, 2007 to Apr 2, 2014 · Los Angeles, Ca
- Lydian Wealth Management Company, LLC unclassifiedSep 22, 2004 to May 3, 2007 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- Adviceperiod, LLC to Marinerleft Mar 30, 2022, registered Mar 8, 2022 (-22 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Convergent Wealth Advisors, LLC to Adviceperiod, LLCleft Apr 2, 2014, registered Jan 15, 2014 (-77 days) · Other
- Lydian Wealth Management Company, LLC to Convergent Wealth Advisors, LLCleft May 3, 2007, registered May 3, 2007 (0 days) · Other
Signals
- Jonathan Paul Straub left Adviceperiod, Llc for Mariner (registered 2022-03-08)Mar 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address