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Registered advisor
D••••• M•••••• D•••
Feed of 09/14/2026
Also filed as D••••• M•••••• D•••
At current firm
1 y
since Nov 14, 2024
In the industry
21 y
since Oct 15, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Troy, Mi
- P•••• S••••••••• L•• no RAUMNov 14, 2023 to Nov 14, 2024 · Troy, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Nov 14, 2023 · Southfield, Mi
- M•• F•••••••• S•••••••• I••• formerJun 30, 2015 to Mar 25, 2017 · Southfield, Mi
- L•• F•••••••• L•• BD affiliatedSep 18, 2013 to Jul 7, 2015 · Bloomfield Hills, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAFeb 2, 2011 to Sep 17, 2013 · Southfield, Mi
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Nov 14, 2023, registered Nov 14, 2023 (0 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jul 7, 2015, registered Jun 30, 2015 (-7 days) · Other · moved with a team
- H•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Sep 17, 2013, registered Sep 18, 2013 (1 days) · Other
Signals
- D••••• M•••••• D••• left M•• I•••••••• S•••••••• L•• for P•••• S••••••••• L•• (registered 2023-11-14)Nov 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address