DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Janet Marie Bauer

Osaic Advisory Services, LLCBD affiliatedAtlanta, Ga IA-onlyIAPD 4859019

Feed of 09/14/2026

Also filed as Janet Marie Polzer

At current firm

0 y

since Feb 3, 2026

In the industry

21 y

since Feb 7, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Advisory Services, LLC BD affiliated current
since Feb 3, 2026 · Aurora, Oh
Beacon Financial Group, Inc. former
Feb 28, 2022 to Mar 27, 2026 · Aurora, Oh
Osaic Fa, Inc. former
Jul 17, 2008 to Feb 22, 2022 · Orange Village, Oh
Osaic Fa, Inc. former
Feb 7, 2005 to Jan 11, 2007 · Solon, Oh

Moves

a registration end followed by a registration begin elsewhere

Beacon Financial Group, Inc. to Osaic Advisory Services, LLC
left Mar 27, 2026, registered Feb 3, 2026 (-52 days) · RIA to affiliated broker-dealer or bank · moved with a team
Osaic Fa, Inc. to Beacon Financial Group, Inc.
left Feb 22, 2022, registered Feb 28, 2022 (6 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team

Signals

Janet Marie Bauer left Beacon Financial Group, Inc. for Osaic Advisory Services, Llc (registered 2026-02-03)
Mar 27, 2026 · Advisor changed firm · fact
Janet Marie Bauer left Osaic Fa, Inc. for Beacon Financial Group, Inc. (registered 2022-02-28)
Feb 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address