RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• D••••••• G•••••••••
- G•••••• I••••••••• S••••••••• independent RIA currentsince Feb 17, 2016 · Beatrice, Ne
- S••• L•• unclassifiedOct 13, 2015 to Feb 16, 2016 · Beatrice, Ne
- S••••••••• A•••••• A•••••••• I••• formerSep 25, 2013 to Oct 9, 2015 · Beatrice, Ne
- E••••• J•••• national BDJun 25, 2010 to Sep 25, 2013 · Overland Park, Ks
- S••• L•• to G•••••• I••••••••• S•••••••••left Feb 16, 2016, registered Feb 17, 2016 (1 days) · Other
- S••••••••• A•••••• A•••••••• I••• to S••• L••left Oct 9, 2015, registered Oct 13, 2015 (4 days) · Other
- E••••• J•••• to S••••••••• A•••••• A•••••••• I•••left Sep 25, 2013, registered Sep 25, 2013 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address