DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dominic Mark Alto

Hilltop Securities Asset Management, LLCinstitutionalDallas, Txdual registrantIAPD 4859296

Feed of 09/14/2026

Also filed as Dominic Alto

At current firm

0 y

since May 14, 2026

In the industry

21 y

since Jan 19, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hilltop Securities Asset Management, LLC institutional current
since May 14, 2026 · Dallas, Tx
Thornburg Investment Management Inc asset manager
Jan 5, 2018 to Jul 14, 2025 · Santa Fe, Nm
Bpv Capital Management, LLC former
Jun 10, 2015 to Jun 2, 2016 · Knoxville, Tn
Nuveen Asset Management, LLC mixed wealth
Sep 1, 2011 to Jun 20, 2014 · Chicago, Il
Nuveen Fund Advisors, LLC asset manager
Oct 7, 2008 to Sep 1, 2011 · Chicago, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 26, 2007 to Sep 29, 2008 · Chicago, Il
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 25, 2005 to Aug 30, 2005 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

Thornburg Investment Management Inc to Hilltop Securities Asset Management, LLC
left Jul 14, 2025, registered May 14, 2026 (304 days) · Other
Bpv Capital Management, LLC to Thornburg Investment Management Inc
left Jun 2, 2016, registered Jan 5, 2018 (582 days) · Other
Nuveen Asset Management, LLC to Bpv Capital Management, LLC
left Jun 20, 2014, registered Jun 10, 2015 (355 days) · Other
Nuveen Fund Advisors, LLC to Nuveen Asset Management, LLC
left Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Nuveen Fund Advisors, LLC
left Sep 29, 2008, registered Oct 7, 2008 (8 days) · Other

Signals

Dominic Mark Alto left Thornburg Investment Management Inc for Hilltop Securities Asset Management, Llc (registered 2026-05-14)
Jul 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address