DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Bpv Capital Management, LLC

Former SEC-registered adviserKnoxville, TennesseeCRD 151588SEC 801-70613IAPD
Latest filing Jun 13, 2016
First filing on the tape Mar 29, 2012 · 20 filings
RAUM
$400M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$15.0M gross assets
History
20 filings and snapshots on the tape
RAUM$2.0B as of Mar 30, 2016
Mar 29, 2012$93.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Mar 30, 2016
Mar 27, 20132 then
Employees (5.A)26 as of Mar 30, 2016
Mar 27, 201322 then
Private funds: 1
RAUM +54% over the last fiscal year+53% a year over threeIARs 4 to 2
Practice profile
derived from the filing of Jun 13, 2016; every figure names its basis
RAUM per advisor
$200MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$26.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.5derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+671%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
15reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    2 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Bpv Resolute Master Fund Ltd.Hedge Fund$33.4M5Mar 29, 2012
    Quintium Private Opportunities Fund, LPPrivate Equity Fund$15.0M24Mar 29, 2012
    Owners and control persons
    Schedule A and B, latest filing
    • Sanders Craig Davis · Chief Financial Officercontrol
      since 05/2014 · owns less than 5%
    • Ray Michael West · Ceo/Elected Managercontrol
      since 05/2011 · owns less than 5%
    • Ray Michael West · Ceocontrol
      since 11/2003 · owns 25% to 50% of Northshore Management Company
    • Michael Semack · Chief Compliance Officer
      since 05/2016 · owns less than 5%
    Entity owners
    • Back Porch Solutions, LLC · Sole Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Quintium Partners, LLC
      pooled vehicle sponsorn
    Advisers that list Bpv Capital Management, LLC as a related person
    Offices
    Schedule D 1.F, the 25 largest
    • Orlando, FL
    What changed
    consecutive filings, newest first
    • Accounts · 14 to 15
      May 2, 2016 to Jun 13, 2016
    • Advisory employees · 10 to 8
      May 2, 2016 to Jun 13, 2016
    • BD registered reps · 6 to 0
      May 2, 2016 to Jun 13, 2016
    • Employees · 26 to 11
      May 2, 2016 to Jun 13, 2016
    • State-registered IARs · 4 to 2
      May 2, 2016 to Jun 13, 2016
    • Discretionary RAUM · $1.2B to $400M
      May 2, 2016 to Jun 13, 2016
    • RAUM · $1.2B to $400M
      May 2, 2016 to Jun 13, 2016
    • Discretionary RAUM · $2.0B to $1.2B
      Apr 18, 2016 to May 2, 2016
    • RAUM · $2.0B to $1.2B
      Apr 18, 2016 to May 2, 2016
    • Accounts · 4 to 14
      Oct 22, 2015 to Mar 30, 2016
    • Advisory activities · 1 to 4
      Oct 22, 2015 to Mar 30, 2016
    • Assets in custody · 37012744.0 to unset
      Oct 22, 2015 to Mar 30, 2016
    • Custody of client assets · true to false
      Oct 22, 2015 to Mar 30, 2016
    • Discretionary RAUM · $259M to $2.0B
      Oct 22, 2015 to Mar 30, 2016
    • RAUM · $259M to $2.0B
      Oct 22, 2015 to Mar 30, 2016
    • Related adviser · true to false
      Oct 22, 2015 to Mar 30, 2016
    • Assets in custody · unset to 37012744.0
      Jul 9, 2015 to Aug 31, 2015
    • Custody of client assets · false to true
      Jul 9, 2015 to Aug 31, 2015
    • Private funds · unset to 1
      Jul 9, 2015 to Aug 31, 2015
    • Employees · 30 to 26
      Dec 23, 2014 to Mar 13, 2015
    • Accounts · 2 to 4
      Dec 23, 2014 to Mar 13, 2015
    • Advisory employees · 3 to 10
      Dec 23, 2014 to Mar 13, 2015
    • BD registered reps · 4 to 6
      Dec 23, 2014 to Mar 13, 2015
    • State-registered IARs · 2 to 4
      Dec 23, 2014 to Mar 13, 2015
    • Discretionary RAUM · $157M to $259M
      Dec 23, 2014 to Mar 13, 2015
    • RAUM · $157M to $259M
      Dec 23, 2014 to Mar 13, 2015
    • Accounts · 18 to 2
      Dec 5, 2013 to Mar 17, 2014
    • Advisory activities · 3 to 1
      Dec 5, 2013 to Mar 17, 2014
    • Employees · 22 to 30
      Dec 5, 2013 to Mar 17, 2014
    • Discretionary RAUM · $111M to $157M
      Dec 5, 2013 to Mar 17, 2014
    • RAUM · $111M to $157M
      Dec 5, 2013 to Mar 17, 2014
    • Accounts · 25 to 18
      Dec 13, 2012 to Mar 27, 2013
    • Advisory employees · 2 to 3
      Dec 13, 2012 to Mar 27, 2013
    • Advisory activities · 2 to 3
      Dec 13, 2012 to Mar 27, 2013
    • BD registered reps · 0 to 4
      Dec 13, 2012 to Mar 27, 2013
    • Employees · 5 to 22
      Dec 13, 2012 to Mar 27, 2013
    • Financial planning clients · 11-25 to 0
      Dec 13, 2012 to Mar 27, 2013
    • Discretionary RAUM · $84.6M to $111M
      Dec 13, 2012 to Mar 27, 2013
    • Non-discretionary RAUM · $104,802 to $0
      Dec 13, 2012 to Mar 27, 2013
    • RAUM · $84.8M to $111M
      Dec 13, 2012 to Mar 27, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026