DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Contego Capital Group, Inc.

Wealth manager with institutional or fund businessEdina, MinnesotaCRD 128518SEC 801-113844website IAPD

Latest filing Aug 28, 2026

First filing on the tape Jul 17, 2018 · 22 filings

SEC status approved since Aug 17, 2018

RAUM

$88.0M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

43%

$37.6M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$12.6M

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

22 filings and snapshots on the tape

RAUM$88.0M as of Aug 28, 2026

Mar 27, 2019$34.6M then

HNW client RAUM$37.6M as of Aug 28, 2026

Mar 27, 2019$4.5M then

State-registered IARs (5.B.3)8 as of Aug 28, 2026

Mar 27, 20192 then

Employees (5.A)8 as of Aug 28, 2026

Mar 27, 20193 then

Private funds: no history

RAUM +20% over the last fiscal year-13% a year over threeIARs 6 to 8

Practice profile

derived from the filing of Aug 28, 2026; every figure names its basis

Archetypes, each a printed rule

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent

RAUM per advisor: $11.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 11derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $427,593derivedHNW RAUM over HNW clients
Average account: $491,617derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +20%derivedbetween the last two annual amendments
Advisor growth, one year: +33%derivedItem 5.B.3 between annual amendments
Client growth, one year: +22%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consultingreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$37.6M43%
Investment companies$22.2M25%
Other investment advisers$14.4M16%
Pension and profit-sharing plans$13.8M16%

Individual clients: 0reported
HNW clients: 88reported
Pension plan clients: n/areported
Charitable clients: 0reported
Accounts: 179reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.43 fund_share=0.42 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

8 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Thomas Charles DotzenrodCertified Financial Planner	Bloomington, Mn	Dec 5, 2013	39 y	0
Robert Joseph Branton	Edina, Mn	Nov 3, 2014	26 y	1
Matthew Glen Wicklund	Edina, Mn	Apr 6, 2018	22 y	0
Ryan Michael Carlson	Edina, Mn	Mar 25, 2020	21 y	6
Glenn Tad Gullickson	Edina, Mn	Oct 10, 2024	33 y	3
Betty Jean AlbitzChartered Financial Consultant	Edina, Mn	Jan 18, 2026	41 y	3
Dominique Michelle Villaume	Edina, Mn	Jan 22, 2026	20 y	4
Walter Daniel Albitz	Edina, Mn	Feb 14, 2026	15 y	0

Advisor movement

2 left, 2 joined in 12 months

net 0 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 29% of current headcount3 left over 36 months

Left, latest

Dilan David Simon to Van Clemens Wealth Management, LLC
Aug 28, 2026 · RIA to RIA
Kurt David Wedewer to Van Clemens Wealth Management, LLC
Aug 28, 2026 · RIA to RIA
Brian Scott Mccleary to Nicolet Wealth Management
May 14, 2025 · RIA to RIA
Paul August Alegi to Isc Financial Advisors
Mar 31, 2016 · Other
Ross David Almlie to Future Bright
May 8, 2015 · RIA to RIA
Patrick Joseph Moore to Northwestern Mutual Investment Services,LLC
Nov 9, 2012 · Other

Joined, latest

Dominique Michelle Villaume from Secured Retirement Advisors, LLC
Jan 22, 2026 · RIA to RIA
Betty Jean Albitz from LPL Financial LLC
Jan 18, 2026 · Affiliated broker-dealer or bank to independent RIA
Glenn Tad Gullickson from Blackrock Investment Management, LLC
Oct 10, 2024 · Other
Brian Scott Mccleary from LPL Financial LLC
Sep 10, 2024 · Affiliated broker-dealer or bank to independent RIA
Kurt David Wedewer from Elevation Point Wealth Partners, LLC
Feb 26, 2024 · RIA to RIA
Ryan Michael Carlson from MML Investors Services, LLC
Feb 10, 2015 · Other
Robert Joseph Branton from Fintegra, LLC
Nov 3, 2014 · Other
Paul August Alegi from Advisornet Wealth Partners
Jul 30, 2014 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Van Clemens Wealth Management, LLC
Aug 28, 2026 · Edina, Mn

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Joseph Robert Branton · Chairman And Chief Executive Officercontrol
since 11/2014 · owns 50% to 75%
Michael Ryan Carlson · Chief Compliance Officercontrol
since 06/2018 · owns less than 5%
Brian Gahsman · Chief Investment Officer/ Portfolio Managercontrol
since 06/2018 · owns 25% to 50%
Brock Rosemurgy · Trustee
since 02/2019 · owns F of Joseph Brockenshire Rosemurgy 2012 Irrevocable Trust

Entity owners

Joseph Brockenshire Rosemurgy 2012 Irrevocable Trust · Shareholder
direct · owns 10% to 25%

Related persons

Schedule D 7.A

Contego Capital Benefits
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Edina, Mn · principal	8	4	2	1

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

HQ city · MINNEAPOLIS to EDINA
Mar 26, 2026 to Apr 17, 2026
Accounts · 121 to 179
Mar 28, 2025 to Mar 26, 2026
Advisory employees · 6 to 8
Mar 28, 2025 to Mar 26, 2026
Advisory activities · 6 to 5
Mar 28, 2025 to Mar 26, 2026
BD registered reps · 1 to 0
Mar 28, 2025 to Mar 26, 2026
HNW clients · 72 to 88
Mar 28, 2025 to Mar 26, 2026
Pension plan clients · 2.0 to unset
Mar 28, 2025 to Mar 26, 2026
Employees · 6 to 8
Mar 28, 2025 to Mar 26, 2026
Financial planning clients · to 0
Mar 28, 2025 to Mar 26, 2026
State-registered IARs · 6 to 8
Mar 28, 2025 to Mar 26, 2026
Discretionary RAUM · $73.3M to $88.0M
Mar 28, 2025 to Mar 26, 2026
HNW RAUM · $28.7M to $37.6M
Mar 28, 2025 to Mar 26, 2026
Pension RAUM · $12.1M to $13.8M
Mar 28, 2025 to Mar 26, 2026
RAUM · $73.3M to $88.0M
Mar 28, 2025 to Mar 26, 2026
Accounts · 71 to 121
May 21, 2024 to Mar 28, 2025
Advisory employees · 5 to 6
May 21, 2024 to Mar 28, 2025
HNW clients · 68 to 72
May 21, 2024 to Mar 28, 2025
Pension plan clients · 0 to 2
May 21, 2024 to Mar 28, 2025
Employees · 5 to 6
May 21, 2024 to Mar 28, 2025
Financial planning clients · unset to
May 21, 2024 to Mar 28, 2025
State-registered IARs · 4 to 6
May 21, 2024 to Mar 28, 2025
Discretionary RAUM · $67.9M to $73.3M
May 21, 2024 to Mar 28, 2025
HNW RAUM · $27.0M to $28.7M
May 21, 2024 to Mar 28, 2025
Pension RAUM · $0 to $12.1M
May 21, 2024 to Mar 28, 2025
RAUM · $67.9M to $73.3M
May 21, 2024 to Mar 28, 2025
HQ city · EDINA to MINNEAPOLIS
Apr 1, 2024 to May 21, 2024
Accounts · 88 to 71
Jul 26, 2023 to Apr 1, 2024
Corporate clients · 1 to 0
Jul 26, 2023 to Apr 1, 2024
HNW clients · 83 to 68
Jul 26, 2023 to Apr 1, 2024
Pension plan clients · 1 to 0
Jul 26, 2023 to Apr 1, 2024
Insurance-licensed employees · 1 to 0
Jul 26, 2023 to Apr 1, 2024
State-registered IARs · 2 to 4
Jul 26, 2023 to Apr 1, 2024
Discretionary RAUM · $133M to $67.9M
Jul 26, 2023 to Apr 1, 2024
HNW RAUM · $82.8M to $27.0M
Jul 26, 2023 to Apr 1, 2024
Pension RAUM · $4.1M to $0
Jul 26, 2023 to Apr 1, 2024
RAUM · $133M to $67.9M
Jul 26, 2023 to Apr 1, 2024
Accounts · 90 to 88
Nov 3, 2022 to Mar 28, 2023
HNW clients · 85 to 83
Nov 3, 2022 to Mar 28, 2023
Individual clients · unset to 0.0
Nov 3, 2022 to Mar 28, 2023
Discretionary RAUM · $175M to $133M
Nov 3, 2022 to Mar 28, 2023

Signals

5 dated events

Kurt David Wedewer left Contego Capital Group, Inc. for Van Clemens Wealth Management, Llc (registered 2026-08-26)
Aug 28, 2026 · Advisor changed firm · fact
Dilan David Simon left Contego Capital Group, Inc. for Van Clemens Wealth Management, Llc (registered 2026-08-26)
Aug 28, 2026 · Advisor changed firm · fact
2 advisors left Contego Capital Group, Inc. (Edina, MN) for Van Clemens Wealth Management, LLC on the same day
Aug 28, 2026 · Team lift-out · derived
Brian Scott Mccleary left Contego Capital Group, Inc. for Nicolet Wealth Management (registered 2026-02-20)
May 14, 2025 · Advisor changed firm · fact
Contego Capital Advisors, Llc filed its initial SEC registration (Form ADV)
Jul 17, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 952-697-2570reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/contego-capital-llc/aboutreportedpublic record, Form ADV, Sep 17, 2026
Website: CONTEGOCAP.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 952-697-2579reportedpublic record, Form ADV, Aug 28, 2026
Contact form: contegocap.com/contactreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: $12.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026