N••••• J•• L•••••

• R•••••• J•••• • A••••••••• I••• national BD current
  since Mar 15, 2017 · St. Petersburg, Fl
• L•• F•••••••• L•• BD affiliated
  Jun 10, 2016 to Jun 10, 2016 · Tampa, Fl
• I••••••••• F•••••••• P••••••• BD affiliated
  May 20, 2016 to Mar 7, 2017 · Tampa, Fl
• E•••••••• A•••••••• L•• national BD
  Apr 4, 2007 to May 16, 2016 · New York, Ny

• I••••••••• F•••••••• P••••••• to L•• F•••••••• L••
  left Mar 7, 2017, registered Jun 10, 2016 (-270 days) · Other
• L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Jun 10, 2016, registered Mar 15, 2017 (278 days) · Other
• E•••••••• A•••••••• L•• to I••••••••• F•••••••• P•••••••
  left May 16, 2016, registered May 20, 2016 (4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address