DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chris James Maudlin
Feed of 09/14/2026
At current firm
5 y
since Sep 28, 2020
In the industry
21 y
since Oct 19, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
8
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Alphacore Capital LLC independent RIA currentsince Sep 28, 2020 · La Jolla, Ca
- Altegris Advisors, LLC formerMar 5, 2018 to Sep 4, 2020 · San Juan Capistrano, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 15, 2006 to Nov 12, 2008 · La Jolla, Ca
- Morgan Stanley Dw Inc. unclassifiedSep 14, 2005 to Sep 18, 2006 · Lajolla, Ca
Moves
a registration end followed by a registration begin elsewhere
- Altegris Advisors, LLC to Alphacore Capital LLCleft Sep 4, 2020, registered Sep 28, 2020 (24 days) · Other · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Altegris Advisors, LLCleft Nov 12, 2008, registered Mar 5, 2018 (3400 days) · Other
- Morgan Stanley Dw Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 18, 2006, registered Sep 15, 2006 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address