DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Reilly Plain
Certified Financial Planner
Feed of 09/14/2026
Also filed as Brian Plain
At current firm
11 y
since Nov 13, 2014
In the industry
21 y
since Nov 10, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Gradient Advisors, LLC independent RIA currentsince Nov 13, 2014 · Arden Hills, Mn
- Ausdal Financial Partners, Inc. independent RIAJun 30, 2010 to Nov 14, 2014 · Downers Grove, Il
- LPL Financial LLC BD affiliatedSep 14, 2009 to Jul 8, 2010 · Oak Park, Il
- Waterstone Financial Group, Inc. unclassifiedMay 4, 2009 to Sep 9, 2009 · Barrington, Il
- Wolf Financial Management, LLC formerApr 13, 2006 to Apr 1, 2009 · Oak Brook, Il
- Voya Financial Partners, LLC formerNov 1, 2005 to Mar 31, 2006 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Ausdal Financial Partners, Inc. to Gradient Advisors, LLCleft Nov 14, 2014, registered Nov 13, 2014 (-1 days) · Other
- LPL Financial LLC to Ausdal Financial Partners, Inc.left Jul 8, 2010, registered Jun 30, 2010 (-8 days) · Other
- Waterstone Financial Group, Inc. to LPL Financial LLCleft Sep 9, 2009, registered Sep 14, 2009 (5 days) · corporate re-registration, not a move
- Wolf Financial Management, LLC to Waterstone Financial Group, Inc.left Apr 1, 2009, registered May 4, 2009 (33 days) · Other
- Voya Financial Partners, LLC to Wolf Financial Management, LLCleft Mar 31, 2006, registered Apr 13, 2006 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address