DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• F••••••••

T• P•••••• C••••• W••••• L••BD affiliatedMarlton, Njdual registrantIAPD 4867175

Feed of 09/14/2026

Also filed as A•••••• Robert F••••••••

At current firm

1 y

since Jul 2, 2025

In the industry

21 y

since Jan 13, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Jul 2, 2025 · Marlton, Nj
C••••••• S••••••••• I••• BD affiliated
Aug 26, 2022 to Jun 11, 2025 · Princeton, Nj
C••••••• P•••••• W••••• BD affiliated
Aug 26, 2022 to Jun 11, 2025 · Tarrytown, Ny
I•••••• S••••••••• I••• mixed wealth
Aug 12, 2021 to Sep 16, 2022 · Howell, Nj
F••••••• P••••••• A•• W•••••••• A••••••• former
Jun 25, 2020 to Apr 29, 2021 · New York, Ny
U•••• A••••••• L•• other
Aug 1, 2018 to May 4, 2020 · New York, Ny
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jan 23, 2018 to May 2, 2018 · New York, Ny
T• A••••••••• I••• former
Jul 8, 2011 to Dec 20, 2017 · New York, Ny
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 8, 2011 to Dec 20, 2017 · New York City, Ny
H••• S••••••••• •••• I••• BD affiliated
Jul 1, 2009 to May 3, 2011 · Pearl River, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Jun 22, 2009 · New York, Ny
C••••••• I••••••••• S••••••• unclassified
Mar 21, 2007 to May 29, 2007 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C••••••• P•••••• W••••• to C••••••• S••••••••• I•••
left Jun 11, 2025, registered Aug 26, 2022 (-1020 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• I••• to T• P•••••• C••••• W••••• L••
left Jun 11, 2025, registered Jul 2, 2025 (21 days) · Affiliated broker-dealer or bank to another
I•••••• S••••••••• I••• to C••••••• P•••••• W•••••
left Sep 16, 2022, registered Aug 26, 2022 (-21 days) · RIA to RIA
F••••••• P••••••• A•• W•••••••• A••••••• to I•••••• S••••••••• I•••
left Apr 29, 2021, registered Aug 12, 2021 (105 days) · Affiliated broker-dealer or bank to independent RIA
U•••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 4, 2020, registered Jun 25, 2020 (52 days) · RIA to affiliated broker-dealer or bank
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U•••• A••••••• L••
left May 2, 2018, registered Aug 1, 2018 (91 days) · Other · moved with a team
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Dec 20, 2017, registered Jul 8, 2011 (-2357 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 20, 2017, registered Jul 8, 2011 (-2357 days) · channel change inside one enterprise, not a move
H••• S••••••••• •••• I••• to T• A••••••••• I•••
left May 3, 2011, registered Jul 8, 2011 (66 days) · Other
C•••••••• G••••• M•••••• I••• to H••• S••••••••• •••• I•••
left Jun 22, 2009, registered Jul 1, 2009 (9 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

A•••••• F•••••••• left C••••••• S••••••••• I••• for T• P•••••• C••••• W••••• L•• (registered 2025-07-02)
Jun 11, 2025 · Advisor changed firm · fact
A•••••• F•••••••• left C••••••• P•••••• W••••• for C••••••• S••••••••• I••• (registered 2022-08-26)
Jun 11, 2025 · Advisor changed firm · fact
A•••••• F•••••••• left I•••••• S••••••••• I••• for C••••••• P•••••• W••••• (registered 2022-08-26)
Sep 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address