RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
- Title
- Sr. Private Wealth Advisorreportednoblebridgewealth.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Noblebridge Wealth independent RIA currentsince Nov 9, 2018 · Charlotte, Nc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 6, 2012 to Nov 13, 2018 · Charlotte, Nc
- UBS Financial Services Inc. wirehouseDec 5, 2011 to Dec 16, 2011 · Charlotte, Nc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Noblebridge Wealthleft Nov 13, 2018, registered Nov 9, 2018 (-4 days) · Wirehouse to independent RIA
- UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Dec 16, 2011, registered Jan 6, 2012 (21 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address