DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Noblebridge Wealth
Legal name Noblebridge Wealth Management, LLC
Latest filing Mar 30, 2026
First filing on the tape Jun 29, 2022 · 10 filings
SEC status approved since Jul 29, 2022
RAUM
$215M
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
100%
$214M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$35.8M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$215M as of Mar 30, 2026
Mar 31, 2023$131M then
HNW client RAUM$140M as of Mar 30, 2026
Mar 31, 2023$85.5M then
State-registered IARs (5.B.3)7 as of Mar 30, 2026
Mar 31, 20239 then
Employees (5.A)8 as of Mar 30, 2026
Mar 31, 202311 then
Private funds: no history
RAUM +40% over the last fiscal year+18% a year over threeIARs 5 to 7
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $35.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $267,838derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- +40%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $36.9M, 30 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$140M65%
- Individuals$73.8M34%
- Pension and profit-sharing plans$338,8950.2%
- Corporations and businesses$150,8040.1%
- Charitable organizations$45,0070.0%
- Individual clients
- 315reported
- HNW clients
- 57reported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 801reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $36.9M for 30 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Corey Franco | North Caldwell, Nj | Apr 16, 2008 | 22 y | 10 |
| Alvin Lartigue Castro | Weston, Fl | Sep 12, 2018 | 15 y | 3 |
| Kelly Lawrence | Charlotte, Nc | Nov 9, 2018 | 21 y | 2 |
| Stuart Alan Rainer | North Caldwell, Nj | Dec 6, 2019 | 29 y | 5 |
| Martin J Herrmann | North Caldwell, Nj | Oct 9, 2025 | 32 y | 0 |
| Amos WarrenCertified Financial Planner, Chartered Financial Analyst | North Caldwell, Nj | Oct 9, 2025 | 15 y | 3 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount3 left over 36 months
Left, latest
- Nicola Ta Walter to Stifel, Nicolaus & Company, IncorporatedMay 5, 2026 · RIA to affiliated broker-dealer or bank
- Scott Dean Pollack to Equitable Advisors, LLCFeb 22, 2024 · RIA to affiliated broker-dealer or bank
- Angelo Cirinelli to Visconti & Associates, A Financial Services LLCNov 14, 2023 · RIA to a state-registered adviser
- Jessica Alane Saunders to Prosperitas Financial, LLCAug 10, 2023 · RIA to RIA
- Jaden Nicole Tate to RBC Capital Markets, LLCJul 18, 2023 · RIA to affiliated broker-dealer or bank
- Tyrone V Ross to Eaglebrook AdvisorsJul 3, 2019 · Other
- Kurt Muller to Stifel, Nicolaus & Company, IncorporatedMay 11, 2019 · RIA to affiliated broker-dealer or bank
Joined, latest
- Amos Warren from Wealth Enhancement Advisory Services, LLCOct 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jaden Nicole Tate from MML Investors Services, LLCMar 8, 2023 · Affiliated broker-dealer or bank to independent RIA
- Jessica Alane Saunders from Abundant Wealth StrategiesMar 2, 2023 · Other
- Scott Dean Pollack from LPL Financial LLCFeb 25, 2022 · RIA to RIA
- Stuart Alan Rainer from Avenir Private Advisors, LLCDec 6, 2019 · RIA to RIA
- Nicola Ta Walter from SkyrankJul 25, 2019 · Other
- Kelly Lawrence from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 9, 2018 · Wirehouse to independent RIA
- Alvin Lartigue Castro from Hayden RoyalSep 12, 2018 · RIA to RIA
- Tyrone V Ross from Hayden RoyalJun 19, 2018 · RIA to RIA
- Kurt Muller from Citigroup Global Markets Inc.Jul 20, 2017 · Other
- Corey Franco from Northwestern Mutual Investment Services,LLCApr 16, 2008 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Hayden RoyalJul 10, 2018 · Charlotte, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Corey Franco · Managing Member,President, Chief Investment Officer, Chief Compliance Officercontrolsince 03/2008 · owns 75% or more
Related persons
Schedule D 7.A
- Noblebridge Wealth Insurance Advisors, LLCreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| North Caldwell, Nj | 6 | 2 | 0 | ||
| New York, Ny | 0 | 0 | 1 | ||
| Nutley, Nj | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC1 employees
- Herndon, VA1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 30, 2026custody of client assets (Item 9.A): no on the filing of 2025-03-25, yes on the filing of 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $152,940,039 to $214,537,941 (+40.0%) between the annual amendments of 2025-03-25 and 2026-03-30; the peer median change was +15.0% (4551 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 705 to 801Mar 25, 2025 to Mar 30, 2026
- Advisory employees · 6 to 7Mar 25, 2025 to Mar 30, 2026
- Advisory activities · 4 to 3Mar 25, 2025 to Mar 30, 2026
- Charity clients · unset to 1.0Mar 25, 2025 to Mar 30, 2026
- Corporate clients · unset to 2.0Mar 25, 2025 to Mar 30, 2026
- HNW clients · 38 to 57Mar 25, 2025 to Mar 30, 2026
- Individual clients · 291 to 315Mar 25, 2025 to Mar 30, 2026
- Pension plan clients · unset to 1.0Mar 25, 2025 to Mar 30, 2026
- Assets in custody · unset to 36872622.0Mar 25, 2025 to Mar 30, 2026
- Custody of client assets · false to trueMar 25, 2025 to Mar 30, 2026
- Employees · 7 to 8Mar 25, 2025 to Mar 30, 2026
- Financial planning clients · 11-25 to 1-10Mar 25, 2025 to Mar 30, 2026
- State-registered IARs · 5 to 7Mar 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $112M to $179MMar 25, 2025 to Mar 30, 2026
- HNW RAUM · $92.1M to $140MMar 25, 2025 to Mar 30, 2026
- Individual RAUM · $60.8M to $73.8MMar 25, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $40.9M to $35.9MMar 25, 2025 to Mar 30, 2026
- Pension RAUM · unset to 338895.0Mar 25, 2025 to Mar 30, 2026
- RAUM · $153M to $215MMar 25, 2025 to Mar 30, 2026
- Accounts · 811 to 705Mar 11, 2024 to Mar 25, 2025
- HNW clients · 54 to 38Mar 11, 2024 to Mar 25, 2025
- Individual clients · 327 to 291Mar 11, 2024 to Mar 25, 2025
- Employees · 8 to 7Mar 11, 2024 to Mar 25, 2025
- Financial planning clients · 11-25 to 11-25Mar 11, 2024 to Mar 25, 2025
- HQ city · unset to Mar 11, 2024 to Mar 25, 2025
- HQ state · unset to Mar 11, 2024 to Mar 25, 2025
- Discretionary RAUM · $120M to $112MMar 11, 2024 to Mar 25, 2025
- HNW RAUM · $104M to $92.1MMar 11, 2024 to Mar 25, 2025
- Individual RAUM · $56.6M to $60.8MMar 11, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $40.5M to $40.9MMar 11, 2024 to Mar 25, 2025
- RAUM · $160M to $153MMar 11, 2024 to Mar 25, 2025
- Accounts · 743 to 811Aug 10, 2023 to Mar 11, 2024
- Advisory employees · 10 to 6Aug 10, 2023 to Mar 11, 2024
- HNW clients · 52 to 54Aug 10, 2023 to Mar 11, 2024
- Individual clients · 313 to 327Aug 10, 2023 to Mar 11, 2024
- Employees · 11 to 8Aug 10, 2023 to Mar 11, 2024
- State-registered IARs · 9 to 5Aug 10, 2023 to Mar 11, 2024
- Other offices · 6 to 5Aug 10, 2023 to Mar 11, 2024
- Discretionary RAUM · $99.7M to $120MAug 10, 2023 to Mar 11, 2024
- HNW RAUM · $85.5M to $104MAug 10, 2023 to Mar 11, 2024
Signals
6 dated events
- Nicola Ta Walter left Noblebridge Wealth for Stifel, Nicolaus & Company, Incorporated (registered 2026-05-29)May 5, 2026 · Advisor changed firm · fact
- Scott Dean Pollack left Noblebridge Wealth for Equitable Advisors, Llc (registered 2024-02-20)Feb 22, 2024 · Advisor changed firm · fact
- Angelo Cirinelli left Noblebridge Wealth for Visconti & Associates, A Financial Services Llc (registered 2024-02-20)Nov 14, 2023 · Advisor changed firm · fact
- Jessica Alane Saunders left Noblebridge Wealth for Prosperitas Financial, Llc (registered 2023-08-29)Aug 10, 2023 · Advisor changed firm · fact
- Jaden Nicole Tate left Noblebridge Wealth for Rbc Capital Markets, Llc (registered 2024-05-21)Jul 18, 2023 · Advisor changed firm · fact
- Noblebridge Wealth filed its initial SEC registration (Form ADV)Jun 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-798-0354reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/noblebridge-wealth-management-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- noblebridgewealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1-866-798-0354reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- noblebridgewealth.com/leadershipreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026