M•••••• T••••• L•••••••

• R•• C•••••• M••••••• L•• national BD current
  since Sep 30, 2025 · Bonita Springs, Fl
• M••••• S•••••• wirehouse
  Jun 16, 2017 to Oct 14, 2025 · Hartford, Ct
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 6, 2009 to Jun 19, 2017 · Hartford, Ct
• C•••••••• G••••• M•••••• I••• BD affiliated
  Apr 21, 2006 to Apr 1, 2009 · Hartford, Ct
• E•• F•••••••• A••••••• independent RIA
  May 18, 2005 to Apr 12, 2006 · East Hartford, Ct

• M••••• S•••••• to R•• C•••••• M••••••• L••
  left Oct 14, 2025, registered Sep 30, 2025 (-14 days) · Wirehouse to affiliated broker-dealer or bank
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
  left Jun 19, 2017, registered Jun 16, 2017 (-3 days) · Wirehouse to wirehouse · moved with a team
• C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Apr 1, 2009, registered Mar 6, 2009 (-26 days) · Other
• E•• F•••••••• A••••••• to C•••••••• G••••• M•••••• I•••
  left Apr 12, 2006, registered Apr 21, 2006 (9 days) · Other

• ••• Locked
  Oct 14, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address