DFX Intelligence
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Registered advisor
J••• M•••••• S••••••
Feed of 09/22/2026
Also filed as J••• M• S••••••••• M•••••• S••••••
At current firm
7 y
since Jan 16, 2019
In the industry
21 y
since Dec 30, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jan 16, 2019 · Pensacola, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 3, 2005 to Mar 30, 2007 · Pensacola, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••• F••• I••••••••• M••••••••• C••••left Mar 30, 2007, registered Jan 16, 2019 (4310 days) · Other
Signals
- ••• LockedSep 21, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address