RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••• J••••• M•••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 6, 2021 · West Roxbury, Ma
- J••• H•••••• I••••••••• M••••••••• L•• asset managerNov 14, 2005 to Jan 25, 2007 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerNov 14, 2005 to Jan 25, 2007 · Boston, Ma
- J••• H•••••• I••••••••• M••••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Jan 25, 2007, registered Nov 14, 2005 (-437 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to L•• F•••••••• L••left Jan 25, 2007, registered Oct 6, 2021 (5368 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address