DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bradley Russell Saurbaugh
Feed of 09/15/2026
At current firm
0 y
since Aug 17, 2026
In the industry
21 y
since Feb 17, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Harbour Investments, Inc. independent RIA currentsince Aug 17, 2026 · Deer Park, Il
- Chicago Investment Advisory Council, Inc. independent RIAFeb 4, 2011 to Aug 26, 2026 · St. Charles, Il
- Waddell & Reed formerNov 1, 2007 to Feb 4, 2011 · Elgin, Il
- Signator Investors, Inc. formerMar 15, 2005 to Sep 19, 2005 · Mclean, Va
Moves
a registration end followed by a registration begin elsewhere
- Chicago Investment Advisory Council, Inc. to Harbour Investments, Inc.left Aug 26, 2026, registered Aug 17, 2026 (-9 days) · RIA to RIA · moved with a team
- Waddell & Reed to Chicago Investment Advisory Council, Inc.left Feb 4, 2011, registered Feb 4, 2011 (0 days) · Other
- Signator Investors, Inc. to Waddell & Reedleft Sep 19, 2005, registered Nov 1, 2007 (773 days) · Other
Signals
- Bradley Russell Saurbaugh left Chicago Investment Advisory Council, Inc. for Harbour Investments, Inc. (registered 2026-08-17)Aug 26, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address