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Registered advisor
C••••••••• J••• W••••••
Feed of 09/14/2026
Also filed as Chris W••••••
At current firm
11 y
since Oct 6, 2014
In the industry
16 y
since Mar 31, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 6, 2014 · Omaha, Ne
- B••••••• I••••••••• S•••••••• I••• ••••• formerDec 6, 2013 to Oct 3, 2014 · Omaha, Ne
- W•••• F•••• A••••••• wirehouseJul 27, 2012 to Aug 13, 2013 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 6, 2010 to Jul 2, 2012 · Omaha, Ne
- T• A••••••••• I••• formerApr 6, 2010 to Jul 2, 2012 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- B••••••• I••••••••• S•••••••• I••• ••••• to W•••• F•••• A•••••••left Oct 3, 2014, registered Oct 6, 2014 (3 days) · Other
- W•••• F•••• A••••••• to B••••••• I••••••••• S•••••••• I••• •••••left Aug 13, 2013, registered Dec 6, 2013 (115 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 2, 2012, registered Apr 6, 2010 (-818 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to W•••• F•••• A•••••••left Jul 2, 2012, registered Jul 27, 2012 (25 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address