DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• G••••• P•••••

L•• F•••••••• L••BD affiliatedChesapeake, Vadual registrantIAPD 4872970

Feed of 09/14/2026

Also filed as Charles Powell

At current firm

1 y

since Oct 7, 2024

In the industry

21 y

since May 27, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 7, 2024 · Chesapeake, Va
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 1, 2024 to Oct 3, 2024 · Virginia Beach, Va
A••••••• F•••••••• A•••••••• L•• BD affiliated
Oct 14, 2022 to Feb 14, 2024 · Virginia Beach, Va
A••••••• F•••••••• A•••••••• L•• BD affiliated
May 8, 2013 to Jun 30, 2022 · Hampton, Va
W•••••• • R••• former
Jul 25, 2011 to Feb 27, 2013 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••
left Oct 3, 2024, registered Oct 7, 2024 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••• F•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
left Feb 14, 2024, registered Mar 1, 2024 (16 days) · Affiliated broker-dealer or bank to another
W•••••• • R••• to A••••••• F•••••••• A•••••••• L••
left Feb 27, 2013, registered May 8, 2013 (70 days) · Other

Signals

Charles Groome Powell left Mml Investors Services, Llc for Lpl Financial Llc (registered 2024-10-07)
Oct 3, 2024 · Advisor changed firm · fact
Charles Groome Powell left Allstate Financial Advisors, Llc for Mml Investors Services, Llc (registered 2024-03-01)
Feb 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address