DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Vernos Kenneth Williams

Fifth Third Securities, Inc.BD affiliatedFort Thomas, Ky dual registrantIAPD 4874225

Feed of 09/15/2026

Also filed as Vern K Williams

At current firm

0 y

since Apr 10, 2026

In the industry

20 y

since Feb 7, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Fifth Third Securities, Inc. BD affiliated current
since Apr 10, 2026 · Fort Thomas, Ky
Ameriprise Financial Services, LLC national BD
Dec 12, 2021 to Apr 9, 2026 · Cincinnati, Oh
U.S. Bancorp Investments, Inc. former
Jul 28, 2011 to Dec 10, 2021 · Mason, Oh
Fifth Third Securities, Inc. BD affiliated
Dec 2, 2008 to Aug 5, 2011 · Cincinnati, Oh
Huntington Financial Advisors BD affiliated
Nov 20, 2008 to Nov 21, 2008 · Loveland, Oh

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to Fifth Third Securities, Inc.
left Apr 9, 2026, registered Apr 10, 2026 (1 days) · Affiliated broker-dealer or bank to another
U.S. Bancorp Investments, Inc. to Ameriprise Financial Services, LLC
left Dec 10, 2021, registered Dec 12, 2021 (2 days) · Affiliated broker-dealer or bank to another
Fifth Third Securities, Inc. to U.S. Bancorp Investments, Inc.
left Aug 5, 2011, registered Jul 28, 2011 (-8 days) · Other
Huntington Financial Advisors to Fifth Third Securities, Inc.
left Nov 21, 2008, registered Dec 2, 2008 (11 days) · Other

Signals

Vernos Kenneth Williams left Ameriprise Financial Services, Llc for Fifth Third Securities, Inc. (registered 2026-04-10)
Apr 9, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address