DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• C••• B•••••

L•• F•••••••• L••BD affiliatedLas Vegas, Nvdual registrantIAPD 4874815

Feed of 09/14/2026

Also filed as G•••••• C••• B•••••

At current firm

1 y

since Apr 9, 2025

In the industry

21 y

since Jan 12, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 9, 2025 · Las Vegas, Nv
I•• W••••• M••••••••• I••• BD affiliated
Sep 17, 2020 to Dec 31, 2024 · Decatur, Il
C•••• C•••••• S••••••••• L••• former
Oct 19, 2016 to Sep 1, 2020 · Las Vegas, Nv
N••• C••••••••• BD affiliated
Jul 29, 2008 to Feb 22, 2010 · Lehi, Ut
R•••• A••••••• S•••••••• I••• independent RIA
Jan 7, 2008 to Jul 29, 2008 · Glenview, Il
V••• F•••••••• A•••••••• I••• BD affiliated
Mar 29, 2005 to Feb 14, 2006 · South Jordan, Ut

Moves

a registration end followed by a registration begin elsewhere

I•• W••••• M••••••••• I••• to L•• F•••••••• L••
left Dec 31, 2024, registered Apr 9, 2025 (99 days) · Affiliated broker-dealer or bank to another
C•••• C•••••• S••••••••• L••• to I•• W••••• M••••••••• I•••
left Sep 1, 2020, registered Sep 17, 2020 (16 days) · Affiliated broker-dealer or bank to another
N••• C••••••••• to C•••• C•••••• S••••••••• L•••
left Feb 22, 2010, registered Oct 19, 2016 (2431 days) · Other
R•••• A••••••• S•••••••• I••• to N••• C•••••••••
left Jul 29, 2008, registered Jul 29, 2008 (0 days) · Other
V••• F•••••••• A•••••••• I••• to R•••• A••••••• S•••••••• I•••
left Feb 14, 2006, registered Jan 7, 2008 (692 days) · Other

Signals

G•••••• C••• B••••• left I•• W••••• M••••••••• I••• for L•• F•••••••• L•• (registered 2025-04-09)
Dec 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address